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Financial Service Associate Manager - Regulatory Remediation
Financial Service Associate Manager - Regulatory RemediationSIA • Charlotte, NC, US
Financial Service Associate Manager - Regulatory Remediation

Financial Service Associate Manager - Regulatory Remediation

SIA • Charlotte, NC, US
23 days ago
Job type
  • Full-time
Job description

Job Description

Job Description

Company Description

About Sia

Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We’re optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a force multiplier, helping clients to mitigate downside and maximize opportunity. With expertise across a broad range of sectors and services, our 3,000 consultants serve clients worldwide from 48 locations in 19 countries. Our expertise delivers results. Our optimism transforms outcomes.

Strategy & Management Consulting

Sia’s Strategy & Management Consulting global footprint and expertise in more than 40 sectors and services allow us to enhance our clients' businesses worldwide. We guide their projects and initiatives in strategy, business transformation, IT & digital strategy.

Financial Institutions have drastically changed over the last decade, driven by increased regulatory constraints, diverse competition inside and beyond traditional banking organizations, and emerging technologies reshaping long-standing ecosystems.  Sia’s Financial Services Business Unit provides a comprehensive suite of core capabilities designed to address the diverse and evolving needs of our clients, enabling them to navigate complex challenges, seize new opportunities, and achieve their strategic objectives in an increasingly competitive and dynamic business environment.

Job Description

Responsibilities

  • Support clients with the development and execution of regulatory remediation plans
  • Stay abreast of regulatory changes
  • Collaborate with internal and client project team members, and contribute to internal communications and readiness activity within the program team and with client groups
  • Provide status reporting of progress, dependencies, issues, risks and overall program health to Senior Management
  • Analyze program risks and identify, develop strategies to mitigate these risks
  • Contribute to the development of high-quality and timely deliverables
  • Develop and maintain best practices for regulatory compliance
  • Assist in the coordination and development of client proposals
  • Support practice, thought leadership, and people development

Qualifications

  • Bachelor’s degree in finance, accounting, or related field
  • Previous management consulting experience working both in client facing and business development areas
  • 7+years of recent project management experience in a regulatory, compliance, risk, and / or securities-related projects required
  • Deep understanding of prudential regulations and related issues affecting financial services organizations in the US
  • Strong understanding of Banking business operations, risk, compliance, and finance functional areas
  • Strong understanding of financial products and services
  • Proven ability to develop and execute project plans related to regulatory remediation activities
  • Proven ability to identify and analyze risks, and develop strategies to mitigate them
  • Excellent communication and problem-solving skills
  • Demonstrated knowledge of project management principles and methodologies including agile / scrum
  • Certifications (PMP, CAPM, Agile, etc.) welcome
  • Additional Information

    Compensation & Benefits

    We believe in supporting our team professionally and personally. Here’s a snapshot of the comprehensive benefits you’ll enjoy as part of Sia.

    Competitive Compensation

  • Annual base salary starting at $120,000, commensurate with experience and qualifications
  • Annual performance based discretionary bonus
  • Robust Health Coverage

  • 3 Medical plans
  • Dental and Vision
  • Life, AD&D and other voluntary insurance
  • Tax-Advantaged Accounts

  • 401K retirement plan
  • 4% matching and 100% vested upon enrollment
  • Health Savings Account (HSA)
  • Flexible Spending Account (FSA)
  • Health, Dependent Care, Commuter
  • Family Friendly Benefits

  • 100% paid parental leave for all new parents with eligible tenure
  • Building Healthy Families program if enrolled through Medical plan
  • Time Off to Recharge

  • Generous Paid Time Off (PTO) policy
  • 9 company holidays plus 1 floating holiday
  • Extras that Make Life Easier

  • College savings and student loan repayment assistance
  • Monthly cell phone stipend
  • Access to wellness programs at no cost if enrolled through Medical plan, including :
  • Gym membership reimbursement
  • LiveHealth Online virtual care
  • Personalized support from a Well-being Coach
  • Employee Assistance Program at no cost
  • Free confidential counseling and emotional support services
  • On-demand access to Emotional Well-being resources (ranging from relaxation techniques to stress management)
  • Diversity, Equity, Inclusion, and Belonging

    At Sia, we believe in fostering a diverse, equitable and inclusive culture where our employees and partners are valued and thrive in a sense of belonging. We are committed to recruiting and developing a diverse network of employees and investing in their growth by providing unique opportunities for professional and cultural immersion. Our commitment toward inclusion motivates dynamic collaboration with our clients, building trust by creating an inclusive environment of curiosity and learning which affects lasting impact. Please visit our website for more information.

    Work Authorization & Sponsorship

    At this time, Sia does not intend to pursue employment with applicants who will require now or in the future visa by our company for work authorization in the United States (i.e., H1-B visa, F-1 visa (OPT), TN visa, or any other non-immigrant status).

    Workplace Guidelines

    Sia is committed to providing a flexible workplace environment that supports client, business, and market needs. Consultants located in our primary market office locations—New York City, Charlotte, Seattle, and San Francisco—are expected to live within a reasonable commuting distance and attend the office at least three days per week. For Consultants outside of our primary markets, we can offer more flexible in-person requirements in accordance with your location.

    To learn more about our mission, values, and business sectors, please visit our website.

    Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.

    Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.

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    Associate Regulatory • Charlotte, NC, US

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