Talent.com
Remote Chief Compliance Officer - Broker-Dealer Reg Growth
Remote Chief Compliance Officer - Broker-Dealer Reg GrowthCareer Search Associates • San Francisco, CA, US
Remote Chief Compliance Officer - Broker-Dealer Reg Growth

Remote Chief Compliance Officer - Broker-Dealer Reg Growth

Career Search Associates • San Francisco, CA, US
6 hours ago
Job type
  • Full-time
  • Remote
Job description

A prominent compliance consultancy is seeking a Regulatory Compliance Lead in San Francisco. This role involves overseeing regulatory functions, managing relationships with regulatory bodies, and fostering a high-performance culture among compliance team members. The ideal candidate will have extensive experience in broker-dealer compliance, strong leadership abilities, and a deep understanding of relevant regulations. This position offers remote work flexibility and a competitive salary package.

J-18808-Ljbffr

Create a job alert for this search

Chief Compliance Officer • San Francisco, CA, US

Related jobs
Chief Compliance Officer

Chief Compliance Officer

Sterling St. James, LLC • San Francisco, CA, US
Full-time
What Makes This Opportunity Exciting.Lead the compliance and regulatory strategy for a fast-growing FinTech company disrupting the securities industry. Enjoy the flexibility of working remotely from...Show more
Last updated: 6 hours ago • Promoted • New!
Remote Chief Regulatory Officer, FinTech Compliance Leader

Remote Chief Regulatory Officer, FinTech Compliance Leader

Tri-S Recruiters, Inc. • San Francisco, CA, United States
Remote
Full-time
A leading financial technology firm is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer. This full-time position requires over 15 years of compliance experien...Show more
Last updated: 1 day ago • Promoted
Compliance Director

Compliance Director

P2P • San Francisco, CA, United States
Full-time
Plume Network is a modular Ethereum-based blockchain platform specializing in real-world asset (RWA) tokenization and finance (RWAfi) Founded to bridge institutional finance and blockchain, it laun...Show more
Last updated: 23 days ago • Promoted
Global Risk & Compliance Counsel

Global Risk & Compliance Counsel

Epoch Biodesign • San Francisco, CA, United States
Full-time
Crusoe's mission is to accelerate the abundance of energy and intelligence.We’re crafting the engine that powers a world where people can create ambitiously with AI — without sacrificing scale, spe...Show more
Last updated: 2 days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader

Remote Chief Regulatory Officer, FinTech Compliance Leader

Career Transitions • San Francisco, CA, US
Remote
Full-time
A pioneering compliance and regulatory firm is seeking a Compliance Leader to oversee regulatory functions for a registered broker-dealer. Candidates must have over 15 years of broker-dealer complia...Show more
Last updated: 6 hours ago • Promoted • New!
Remote Chief Regulatory Officer, FinTech Compliance Leader

Remote Chief Regulatory Officer, FinTech Compliance Leader

The Boland Group • San Francisco, CA, United States
Remote
Full-time
A pioneering financial technology company is seeking a Compliance Leader to oversee all regulatory functions for a registered broker-dealer and RIA. This fully remote position requires 15+ years of ...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer - FinTech Compliance (Remote)

Chief Regulatory Officer - FinTech Compliance (Remote)

Enhanced Staffing • San Francisco, CA, United States
Remote
Full-time
A pioneering FinTech company is seeking a Compliance Officer to lead regulatory functions and compliance strategies.This role requires a minimum of 15 years of experience in broker-dealer complianc...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

MJ Recruiters, LLC • San Francisco, CA, United States
Full-time
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance.Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company r...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer - FinTech / Broker-Dealer Compliance

Chief Regulatory Officer - FinTech / Broker-Dealer Compliance

Butler Recruitment Group LLC • San Francisco, California, United States
Full-time
Quick Apply
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
Last updated: 12 hours ago • New!
Global Chief of Compliance & AI Governance

Global Chief of Compliance & AI Governance

Solutus Legal Search • San Jose, CA, United States
Full-time
A leading executive search firm is seeking a seasoned attorney for the Head of Compliance position.The role involves overseeing the Company's global ethics program, data privacy, and cyber security...Show more
Last updated: 6 days ago • Promoted
Chief Compliance Officer

Chief Compliance Officer

Vex Securities • San Jose, CA, United States
Full-time +1
Be among the first 25 applicants.We are seeking an experienced and detail-oriented professional to serve as our Chief Compliance Officer and Financial and Operations Principal (FinOp).This dual rol...Show more
Last updated: 30+ days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader

Remote Chief Regulatory Officer, FinTech Compliance Leader

Professional Recruiting Consultants, Inc. • San Francisco, CA, United States
Remote
Full-time
A leading recruiting firm is seeking an experienced compliance executive for a full-time position in a pioneering financial technology company. This remote role involves overseeing compliance functi...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Sun Recruiting, Inc. • San Francisco, CA, United States
Full-time
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Career Search Associates • San Francisco, CA, United States
Full-time
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals. Manage relationships with r...Show more
Last updated: 1 day ago • Promoted
Remote Chief Compliance Officer — Broker-Dealer Reg Growth

Remote Chief Compliance Officer — Broker-Dealer Reg Growth

SearchStars • San Francisco, CA, United States
Remote
Full-time
A leading financial services firm in San Francisco is seeking a Regulatory Compliance Manager to lead compliance functions for their broker-dealer and RIA. The role requires 15+ years of experience ...Show more
Last updated: 1 day ago • Promoted
Remote Chief Regulatory Officer – FinTech Broker-Dealer

Remote Chief Regulatory Officer – FinTech Broker-Dealer

MJ Recruiters, LLC • San Francisco, CA, United States
Remote
Full-time
A pioneering financial technology firm is seeking a Chief Regulatory Officer to lead regulatory and compliance functions. This fully remote role requires over 15 years of broker-dealer compliance ex...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer - FinTech (Remote | Equity)

Chief Regulatory Officer - FinTech (Remote | Equity)

Gables Search Group • San Francisco, CA, United States
Remote
Full-time
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer, offering a competitive salary and 100% remote work.Candidates ...Show more
Last updated: 1 day ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Chief Regulatory Officer – FinTech / Broker-Dealer Compliance

Kyler Professional Search • San Francisco, CA, United States
Full-time
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
Last updated: 1 day ago • Promoted