Talent.com
Audit Manager I - FRM - Credit Risk

Audit Manager I - FRM - Credit Risk

Charlotte StaffingNew York, NY, US
1 day ago
Job type
  • Full-time
Job description

Audit Manager I

Work Location : New York, New York, United States of America Hours : 40 Pay Details : $75,020 - $125,180 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role Line of Business : Audit Job Description : The Audit Manager I for the Financial Risk Management team is responsible for oversight of assigned audit execution, preparation of audit reports, and review of work performed by employees supervised. There may be a possibility to hire remote if the right candidate possesses all the job requirements, job qualifications and preferred job qualifications.

Job Responsibilities :

  • Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report
  • Responsible for time and staffing budgets for upcoming audits
  • Responsible for planning of audits
  • Responsible for contact with management regarding audit scope, status, and findings
  • Works at direction of Audit Manager
  • May perform testing procedures for more critical areas of audits
  • Provides on-the-job training for staff
  • Supervises findings follow up tasks with management and audit staff
  • Is a subject matter expert in at least one area of discipline
  • Works independently but receives assistance / coaching from the audit manager
  • May be Auditor in Charge on an Audit
  • May participate and / or lead assigned special projects
  • Provides feedback on staff performance on an audit project basis
  • Assists in providing feedback on completion of staff evaluations
  • Updates, revises, and improves existing audit procedures and programs
  • Adds value through consultative interactions with business line management

Job Requirements :

  • 4 year degree or equivalent experience
  • 5+ years of related Audit experience required
  • Excellent oral and written communication skills
  • Strong knowledge of audit principles and practices
  • Coaching and counseling skills
  • Ability to delegate work to others
  • Strong decision-making and follow through ability
  • PC skills (MS Office Suite)
  • Works well independently and with others
  • Strong Analytical skills
  • Ability to respond to shifting priorities quickly
  • Team working experience
  • Ability to build and maintain relationships with peers and management
  • Strong knowledge of laws and regulations governing the banking industry
  • Certification highly preferred or willingness to pursue certification
  • Preferred Job Qualifications :

  • CFA and / or FRM certification
  • Second line of defense over credit risk
  • Who We Are : TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues. TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing and so will you.

    Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation / incentive awards (e.g., eligibility for cash and / or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

    Additional Information : We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home. Colleague Development If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD and we're committed to helping you identify opportunities that support your goals. Training & Onboarding We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role. Interview Process We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

    Create a job alert for this search

    Audit Manager • New York, NY, US

    Related jobs
    • Promoted
    Audit Manager / Sr. Audit Manager (cpa firm) - Future Partner

    Audit Manager / Sr. Audit Manager (cpa firm) - Future Partner

    CPA firmJericho, NY, US
    Full-time
    Regional CPA firm seeking an Audit manager or Sr.This is a partnership track opportunity Responsibilities : Responsible for managing multiple auditing and accounting projects and client engagements....Show moreLast updated: 3 days ago
    • Promoted
    Audit Manager II -Enterprise Risk Management

    Audit Manager II -Enterprise Risk Management

    City National BankJersey City, NJ, US
    Full-time
    AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT.The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detailed audit programs,...Show moreLast updated: 5 days ago
    Margin & Credit Risk, Senior Associate

    Margin & Credit Risk, Senior Associate

    Webull FinancialNew York, New York, United States, 10005
    Full-time
    Webull is a leading digital brokerage platform built on next generation global infrastructure.At Webull, we believe that everyone should have an equal opportunity to control their own financial fut...Show moreLast updated: 18 days ago
    • Promoted
    FCM (Futures Commission Merchant) Risk Manager

    FCM (Futures Commission Merchant) Risk Manager

    Crypto.comStaten Island, NY, US
    Full-time
    FCM (Futures Commission Merchant) Risk Manager.The FCM Risk Manager will be responsible for monitoring, assessing, and managing risks associated with the firm's FCM activities, with a focus on marg...Show moreLast updated: 3 days ago
    • Promoted
    • New!
    Lead Auditor, Risk Assessment, Audit & Accountability

    Lead Auditor, Risk Assessment, Audit & Accountability

    NY StaffingNew York, NY, US
    Full-time
    The Fire Department of the City of New York (FDNY) seeks a full Management Auditor - LII in the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountabili...Show moreLast updated: 15 hours ago
    • Promoted
    Credit Manager

    Credit Manager

    CFSStamford, CT, US
    Full-time
    Stamford, CT - full-time onsite to start.Great tenure throughout the organization.Strong mission - commitment to serving their community. High visibility role, and opportunity for advancement.Compet...Show moreLast updated: 14 days ago
    Credit Risk Manager

    Credit Risk Manager

    Razzino Associates, Inc.Harrison, New York, United States
    Full-time
    Quick Apply
    Our client, a major Chemical producer, is seeking their Credit Risk Manager to join them in Florida.The Credit Risk Manager is responsible for evaluating and managing credit exposure across a diver...Show moreLast updated: 30+ days ago
    • Promoted
    Credit Risk Analytics AVP

    Credit Risk Analytics AVP

    State StreetStamford, Connecticut, United States
    Full-time
    This job is with State Street, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.Who we are ...Show moreLast updated: 30+ days ago
    • Promoted
    Senior Auditor - Compliance & Risk Management

    Senior Auditor - Compliance & Risk Management

    Perennial Resources InternationalJersey City, NJ, United States
    Full-time
    Senior Auditor - Compliance & Risk Management.Full Time (No 3rd party resume).Jersey City, NJ (Preferred), Dallas, TX (seconday). Manager, Internal Audit Regulatory Compliance and Risk Management in...Show moreLast updated: 5 days ago
    • Promoted
    Sr. Audit Manager- Enterprise Risk Management

    Sr. Audit Manager- Enterprise Risk Management

    City National BankJersey City, New Jersey, United States
    Full-time
    AUDIT MANAGER- ENTERPRISE RISK MANAGEMENT.Audit Manager position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify da...Show moreLast updated: 30+ days ago
    • Promoted
    Internal Audit and Risk Managing Director (Health Care Focus)

    Internal Audit and Risk Managing Director (Health Care Focus)

    NY StaffingIselin, NJ, US
    Full-time
    Internal Audit And Risk Managing Director (Health Care Focus).Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to ...Show moreLast updated: 1 day ago
    • Promoted
    Sr. Manager / Associate Director- Credit Risk Strategy

    Sr. Manager / Associate Director- Credit Risk Strategy

    Tiger AnalyticsNew York, NY, United States
    Full-time
    Tiger Analytics is pioneering what AI and analytics can do to solve some of the toughest problems faced by organizations globally. We develop bespoke solutions powered by data and technology for sev...Show moreLast updated: 5 days ago
    • Promoted
    Manager, Compliance

    Manager, Compliance

    Novartis Group CompaniesEast Hanover, NJ, United States
    Full-time
    Join Novartis's dynamic Managed Markets Finance (MMF) Compliance team as a Manager, where you'll play a key role in embedding financial and IT controls across MMF operations.You'll help drive compl...Show moreLast updated: 25 days ago
    • Promoted
    Audit Manager I- Consumer Compliance

    Audit Manager I- Consumer Compliance

    City National BankJersey City, NJ, US
    Full-time
    AUDIT MANAGER I- CONSUMER COMPLIANCE.Consumer Compliance position is a key role responsible for leading and contributing to compliance audits and regulatory and non-regulatory issue validation.This...Show moreLast updated: 2 days ago
    • Promoted
    Audit Executive Director - Wholesale Credit, Liquidity and Capital Risk

    Audit Executive Director - Wholesale Credit, Liquidity and Capital Risk

    NY StaffingJersey City, NJ, US
    Full-time
    Leverage your risk management and audit skills to oversee global deliverables with our team! As an Audit Executive Director within the Wholesale Credit Risk team, you will manage and lead the audit...Show moreLast updated: 1 day ago
    • Promoted
    Queens Branch - FLU Risk Manager Associate

    Queens Branch - FLU Risk Manager Associate

    Bank of China Limited, New York BranchFlushing, NY, United States
    Full-time
    Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions.Our long-term outlook, ins...Show moreLast updated: 5 days ago
    • Promoted
    • New!
    Lead Auditor, Risk Assessment, Audit & Accountability

    Lead Auditor, Risk Assessment, Audit & Accountability

    NYC JobsBrooklyn, NY, US
    Full-time
    The Fire Department, City of New York (FDNY), seeks a full Management Auditor - LII in the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, t...Show moreLast updated: 15 hours ago
    • Promoted
    Credit Risk

    Credit Risk

    eTeamJersey City, NJ, United States
    Temporary
    Job Title : Credit Risk Reviewer.Job Duration : 3 months contract.Location : Jersey City, NJ 07310.The client is seeking to engage a contractor to support the work of its Credit Risk Review team.The p...Show moreLast updated: 5 days ago