Associate, U.S. Capital Markets Financial Crimes Advisory

Job Description

RBC is seeking an AML Investigator to join its U.S. Capital Markets Financial Crimes Advisory team. This role involves conducting investigations, drafting SARs, supporting cross-border businesses, handling regulatory requests, and contributing to Financial Crimes policy and program enhancements. The successful candidate will have AML / Financial Crimes experience, strong knowledge of BSA / USA PATRIOT Act / OFAC, and expertise in Capital Markets compliance.

WHAT IS THE OPPORTUNITY?

RBC is seeking an AML Investigator to join its U.S. Capital Markets Financial Crimes Advisory team. This role involves conducting investigations, drafting SARs, supporting cross-border businesses, handling regulatory requests, and contributing to Financial Crimes policy and program enhancements. The successful candidate will have AML / Financial Crimes experience, strong knowledge of BSA / USA PATRIOT Act / OFAC, and expertise in Capital Markets compliance.

WHAT WILL YOU DO?

• Conduct reviews of transactional activity to assess potential money laundering, terrorist financing, or other illicit activities.
• Gather and analyze intelligence from multiple sources to determine suspicion and recommend / report findings to FinCEN.
• Recommend and draft Suspicious Activity Reports (SARs) and maintain investigative documentation in line with regulatory and RBC policy requirements.
• Support the U.S. Financial Crimes Program, including RBC Capital Markets, LLC, RBC Real Estate Capital Corp, RBC CMA LTD and other U.S. entities.
• Assist with escalations, approvals, sanctions-related reviews, and negative news and transaction monitoring alerts.
• Assess and respond to information-sharing requests (314(a) and 314(b)).
• Assist with the oversight and tracking of cross-border services terminations and relationship exits.
• Contribute to monthly / quarterly Financial Crimes reporting and enterprise risk assessments.
• Assist in the development, enhancement, and testing of Financial Crimes policies, procedures, and controls.
• Perform gap analysis between internal controls and regulatory requirements.
• Act as a subject matter expert on U.S. AML / Financial Crimes and sanctions risks specific to Capital Markets products and entities.
• Collaborate with global Financial Crimes teams to ensure consistency and share best practices.
• Assist in developing and delivering targeted Financial Crimes training programs on emerging risks and regulatory changes.
• Maintain training records and support knowledge-sharing initiatives across the Financial Crimes team.
• Stay current with evolving AML, Sanctions, and ABAC regulations, guidance, and industry trends.

WHAT DO YOU NEED TO SUCCEED?

Nice-to-have :

What's in it for you?

Compensation and Benefits

The good-faith expected salary range for the above position is $80,000 - $135,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that :

Legal and Equal Opportunity Statement

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Location

Goldman Sachs Tower, 30 Hudson Street, Jersey City, United States of America. 40 hours per week. Full time. Group Risk Management. Regular. Salaried. Posted 2025-10-13. Application deadline 2025-11-30.

Application Deadline

Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above.

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