Senior Compliance Analyst - Chicago, IL

Senior Compliance Analyst

This is an exempt level position. We are looking for a Senior compliance analyst that supports various functions within the ADMIS Compliance Department including collecting, analyzing and summarizing data. This position will conduct daily trade monitoring activities and will assist with the development of standardized reports for use by compliance staff and senior management. It interacts with various departments including ADMIS and ADM global affiliates, clearing exchanges, brokers and customers. The position reports to a compliance manager.

We have a strong team that works well together. If you enjoy the pace of financial services this is the place for you.

Job Responsibilities

• Role requires an understanding and working knowledge of systems, transaction flows and data used in the business.
• Investigate and resolve daily trading activity alerts within Validus system.
• Perform testing and reviews of compliance policies and procedures. Contribute to development of compliance policies and procedures.
• Drive in-depth investigations of customer account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to completion.
• Perform business communication testing within Smarsh system to ensure regulatory compliance. Take ownership of process from monitoring to follow-up and documentation of issues.
• Assist in managing and documenting internal reviews and filings. Facilitate monthly meetings with senior leadership regarding status and results of internal reviews and filings.
• Assist with special projects, global projects and execution of automation initiatives.
• Perform training for new analysts.

Job Requirements

Excited about this role but don't think you meet every requirement listed? We encourage you to apply anyway. You may be just the right candidate for this role or another one of our openings.

ADM requires the successful completion of a background check.