Talent.com
Entry Level Compliance Analyst
Entry Level Compliance AnalystVirtualVocations • Denver, Colorado, United States
Entry Level Compliance Analyst

Entry Level Compliance Analyst

VirtualVocations • Denver, Colorado, United States
2 days ago
Job type
  • Full-time
Job description

A company is looking for an Entry Level Compliance Analyst.

Key Responsibilities

Conduct compliance monitoring for potential rule violations and concerning activities

Perform investigations into potential violations of Exchange rules and CFTC regulations

Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests

Required Qualifications

Bachelor's degree in Finance, Economics, or Business, or equivalent work experience

Minimum 1-3 years in Compliance in financial services or equivalent experience

Working knowledge of CFTC Regulations for Designated Contract Markets and Derivatives Clearing Organizations

Intermediate experience with MS Outlook, MS Word, and MS Excel

Create a job alert for this search

Compliance Analyst • Denver, Colorado, United States

Related jobs
Remote Commercial Banking Analyst - AI Trainer

Remote Commercial Banking Analyst - AI Trainer

Data Annotation • Castle Rock, Colorado
Remote
Full-time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show more
Last updated: 30+ days ago • Promoted
Cybersecurity Compliance Analyst

Cybersecurity Compliance Analyst

VirtualVocations • Lakewood, Colorado, United States
Full-time
A company is looking for a Cybersecurity & Compliance Analyst to manage cybersecurity compliance for clients within Managed Compliance Services. Key Responsibilities Act as the primary point of co...Show more
Last updated: 1 day ago • Promoted
Junior Analyst with IAT Level 2 Certification

Junior Analyst with IAT Level 2 Certification

VirtualVocations • Arvada, Colorado, United States
Full-time
A company is looking for a Junior Analyst to assist with onboarding and client engagement activities for Department of Defense clients. Key Responsibilities Provide end-users with rapid access to ...Show more
Last updated: 1 day ago • Promoted
Entry Level Compliance Analyst

Entry Level Compliance Analyst

VirtualVocations • Aurora, Colorado, United States
Full-time
A company is looking for an Entry Level Compliance Analyst.Key Responsibilities Conduct compliance monitoring for potential rule violations and concerning activities Perform investigations into ...Show more
Last updated: 2 days ago • Promoted
Compliance Analyst

Compliance Analyst

VirtualVocations • Aurora, Colorado, United States
Full-time
A company is looking for a Compliance Analyst - Program Integrity.Key Responsibilities Prepare and file annual and renewal program integrity filings with state and federal regulators Review and ...Show more
Last updated: 30+ days ago • Promoted
Sr. Analyst, AML Compliance

Sr. Analyst, AML Compliance

Western Union • Denver, CO, United States
Full-time
Analyst, AML Compliance - Denver, Colorado.Does the prospect of working in a global organization in the fight against money laundering motivate you? Are you ready to play a vital role in helping bi...Show more
Last updated: 30+ days ago • Promoted
Compliance Analyst - FCM

Compliance Analyst - FCM

VirtualVocations • Littleton, Colorado, United States
Full-time
A company is looking for a Compliance Analyst - FCM (Futures Commission Merchant).Key Responsibilities Support the Chief Compliance Officer in governance and implementation of FCM's policies and ...Show more
Last updated: 2 days ago • Promoted
California Licensed Compliance Analyst

California Licensed Compliance Analyst

VirtualVocations • Arvada, Colorado, United States
Full-time
A company is looking for a Fiduciary Compliance Testing Analyst to assist in compliance testing related to fiduciary activities. Key Responsibilities Develop and maintain rapport with business lin...Show more
Last updated: 30+ days ago • Promoted
Junior Compliance Analyst

Junior Compliance Analyst

Hogan Lovells • Denver, CO, US
Full-time +1
Hogan Lovells is seeking a Junior Compliance Analyst to conduct Client Due Diligence (CDD) on new clients of the firm according to the requirements set out in the firm's anti-money laundering (AML)...Show more
Last updated: 30+ days ago • Promoted
Senior Security Analyst

Senior Security Analyst

VirtualVocations • Littleton, Colorado, United States
Full-time
Security Analyst, Falcon Complete (Hybrid).Key Responsibilities Exercise incident handling processes across Windows, Mac, and Linux platforms Perform malware analysis and develop processes for i...Show more
Last updated: 30+ days ago • Promoted
2026 Regulatory Compliance Consultant Entry Level Staff

2026 Regulatory Compliance Consultant Entry Level Staff

Plante Moran • Denver, CO, United States
Full-time
Our "we-care" culture is more than just a motto; it's a promise.From day one, we prioritize your growth, well-being, and success. You can count on us to support your career journey and help you achi...Show more
Last updated: 23 days ago • Promoted
Remote Financial Analyst - AI Trainer

Remote Financial Analyst - AI Trainer

Data Annotation • Castle Rock, Colorado
Remote
Full-time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show more
Last updated: 30+ days ago • Promoted
Mortgage Compliance Analyst

Mortgage Compliance Analyst

VirtualVocations • Littleton, Colorado, United States
Full-time
A company is looking for a Remote Mortgage Compliance Analyst.Key Responsibilities : Analyze and integrate compliance activities to ensure adherence to state and federal regulations Collaborate w...Show more
Last updated: 30+ days ago • Promoted
Senior Compliance Analyst

Senior Compliance Analyst

VirtualVocations • Boulder, Colorado, United States
Full-time
A company is looking for a Senior Compliance Analyst - Program Integrity.Key Responsibilities Assist in maintaining the Compliance Program and perform compliance reporting Manage compliance proj...Show more
Last updated: 30+ days ago • Promoted
Compliance Analyst

Compliance Analyst

SRS Acquiom • Denver, CO, US
Full-time
SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we've been the par...Show more
Last updated: 30+ days ago • Promoted
Customs Compliance Analyst

Customs Compliance Analyst

VF Corporation • Denver, CO, US
Full-time
The Customs Compliance Analyst is to provide support in customs compliance for the VF Outdoor Coalition.The Analyst is charged to assist the Compliance Manager(s) and group Director in the Harmoniz...Show more
Last updated: 30+ days ago • Promoted
Remote Senior Financial Analyst - AI Trainer

Remote Senior Financial Analyst - AI Trainer

Data Annotation • Castle Rock, Colorado
Remote
Full-time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show more
Last updated: 30+ days ago • Promoted
Mortgage Compliance Analyst

Mortgage Compliance Analyst

Cornerstone Capital Bank • Denver, CO, United States
Full-time
Cornerstone Capital Bank is a new bank, with over $330 million in capital and $2 billion in total assets, and arises from the combination of mortgage industry giant Cornerstone Home Lending and com...Show more
Last updated: 4 days ago • Promoted
Export Compliance Analyst

Export Compliance Analyst

PlanGrid • Denver, CO, US
Full-time
Export Compliance Screening Analyst.The Export Compliance Screening analyst performs a key role in protecting Autodesk from export and trade compliance violations while balancing the need to expedi...Show more
Last updated: 14 days ago • Promoted
Vulnerability Analyst

Vulnerability Analyst

VirtualVocations • Arvada, Colorado, United States
Full-time
A company is looking for a Vulnerability Analyst in the North Central region.Key Responsibilities Manage the vulnerability management lifecycle and assist in building and maintaining vulnerabilit...Show more
Last updated: 19 days ago • Promoted