Talent.com
Fixed Income Operations Advisor

Fixed Income Operations Advisor

Raymond James FinancialMemphis, TN, US
18 days ago
Job type
  • Full-time
Job description

Fixed Income Capital Markets Job

Under direct supervision, uses knowledge and skills obtained through experience and training to acquire and track documentation for account opening, as well as review the documentation and ensure that it meets all of the necessary requirements based on regulations. Assists in special projects as needed by FICM Sales Management. Assist in resolving questions and problems, reports new or unusual issues to a higher level, and communicates effectively with internal or external clients to obtain, clarify, or provide facts and information. Additionally helps with administrative duties such as scheduling meetings, coordinate meeting logistics, processing invoices and performs other duties required.

Essential Duties and Responsibilities :

  • Assist in creating, enhancing, and maintaining the infrastructure to support business operations within Fixed Income Capital Markets.
  • Stays up to date with evolving regulatory changes and market events impacting the business
  • Interprets and applies organizational policies and procedures.
  • Coordinates the preparation of special analyses and information reports for management
  • Participates in establishing objectives and developing processes and procedures to ensure efficient and timely workflow.
  • Performs periodic reporting on work progress, project completions and additional ad-hoc reporting as needed.
  • Balances conflicting resource and priority demands.
  • Operates standard office equipment and uses required software applications.
  • Performs other duties and responsibilities as assigned.

Knowledge, Skills, and Abilities :

Knowledge of :

  • Fundamental concepts, principles, and process of Fixed Income regulatory requirements and needs.
  • Investment concepts, practices and procedures used in the securities industry.
  • Principles of banking and finance operations.
  • Operations and systems in assigned functional area.
  • Financial markets and products.
  • Skill in :

  • Organization
  • Attention to detail
  • Interpreting and applying policies and procedures.
  • Implementing processes and procedures for efficient and timely workflow.
  • Preparing management reports.
  • Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.
  • Operating standard office equipment and using required software applications.
  • Ability to :

  • Use analytical and critical thinking skills in reading, interpreting, analyzing and applying information from legal documentation and references.
  • Balance conflicting resource and priority demands.
  • Maintain currency in assigned area of responsibility.
  • Partner with other functional areas to accomplish objectives.
  • Performs a variety of operations procedures within Fixed Income.
  • Read, interpret, analyze and apply information from job-related publications.
  • Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.
  • Communicate effectively, both orally and in writing.
  • Work independently as well as collaboratively within a team environment.
  • Establish and maintain effective working relationships at all levels of the organization.
  • Educational / Previous Experience Requirements :

    Education / Previous Experience :

  • Bachelor's Degree in Business Administration or other discipline related to assigned functional area and a minimum of two (2) to five (5) years' experience in assigned function,
  • OR ~
  • An equivalent combination of education, training or experience.
  • Licenses / Certifications :

  • SIE required provided that an exemption or grandfathering cannot be applied.
  • Paralegal certification preferred but not required.
  • Series 24 preferred but not required.
  • Series 7 / Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent.
  • Travel Required : Yes, 5 % of the Time

    At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. We expect our associates at all levels to : Grow professionally and inspire others to do the same Work with and through others to achieve desired outcomes Make prompt, pragmatic choices and act with the client in mind Take ownership and hold themselves and others accountable for delivering results that matter Contribute to the continuous evolution of the firm

    At Raymond James as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

    Create a job alert for this search

    Fixed Income Advisor • Memphis, TN, US

    Related jobs
    • Promoted
    Operations Associate

    Operations Associate

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Operations Associate, Customer Success Operations.Key Responsibilities Develop an advanced understanding of applications and resolve complex customer issues in collabo...Show moreLast updated: 30+ days ago
    • Promoted
    National Account Coordinator

    National Account Coordinator

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a National Account Coordinator to provide essential support to national account business partners through data management, reporting, and client-facing communication.Key Re...Show moreLast updated: 30+ days ago
    • Promoted
    Auction Operations Administrator

    Auction Operations Administrator

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Auction Operations Administrator to manage the online auction platform and support related functions. Key Responsibilities Implement, administer, and maintain the onlin...Show moreLast updated: 30+ days ago
    • Promoted
    Insurance Solutions Advisor

    Insurance Solutions Advisor

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Insurance Discovery Solutions Advisor.Key Responsibilities Manage the performance of a client portfolio for a contingency-based insurance discovery solution, focusing ...Show moreLast updated: 30+ days ago
    • Promoted
    Strategy & Operations Associate

    Strategy & Operations Associate

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Associate, Strategy & Operations, Trust & Safety.Key Responsibilities Utilize and analyze complex data to make strategic recommendations for Trust team goals in Intern...Show moreLast updated: 3 days ago
    • Promoted
    Business Operations Associate

    Business Operations Associate

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Business Operations Associate to join their team.Key Responsibilities Partner with marketing, product, and business development teams to integrate customer performance ...Show moreLast updated: 30+ days ago
    • Promoted
    Senior Client Advisor

    Senior Client Advisor

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Senior Client Advisor to develop trusted relationships with Premium, Private, and Enterprise clients. Key Responsibilities Onboard members through live, video-based one-...Show moreLast updated: 30+ days ago
    • Promoted
    ACA Client Manager

    ACA Client Manager

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an ACA Client Manager 3 to oversee and plan enterprise-level support and service activities for clients. Key Responsibilities Develop and maintain strong client relationsh...Show moreLast updated: 2 days ago
    • Promoted
    Remote Finance Advisor - AI Trainer

    Remote Finance Advisor - AI Trainer

    Data AnnotationBartlett, Tennessee
    Remote
    Full-time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show moreLast updated: 24 days ago
    • Promoted
    Healthcare Operations Subject Matter Expert

    Healthcare Operations Subject Matter Expert

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Functional Subject Matter Expert.Key Responsibilities Serve as a functional liaison between mission users and technical teams Support military medical workflows and op...Show moreLast updated: 2 days ago
    • Promoted
    Finance and Operations Leader

    Finance and Operations Leader

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Head of Finance, Accounting, and Business Operations.Key Responsibilities Lead financial strategy, operational excellence, and provide business insights to senior leade...Show moreLast updated: 2 days ago
    • Promoted
    Michigan Operations Specialist

    Michigan Operations Specialist

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Operations Specialist to support project delivery and data management.Key Responsibilities Manage program data and conduct analysis Assist Program Manager with utilit...Show moreLast updated: 30+ days ago
    • Promoted
    Regional Accounts Associate Director

    Regional Accounts Associate Director

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for an Associate Director, Regional Accounts - West.Key Responsibilities Lead market access initiatives and develop relationships with regional healthcare accounts Ensure pr...Show moreLast updated: 2 days ago
    • Promoted
    Fixed Income Operations Senior Advisor

    Fixed Income Operations Senior Advisor

    Raymond James FinancialMemphis, TN, US
    Full-time
    Responsible for the implementation of processes and infrastructure to ensure delivery of high-quality products and timeliness of product operations. May include learning to employ basic technologica...Show moreLast updated: 30+ days ago
    • Promoted
    Remote Finance Director - AI Trainer

    Remote Finance Director - AI Trainer

    Data AnnotationBartlett, Tennessee
    Remote
    Full-time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Show moreLast updated: 24 days ago
    • Promoted
    Senior Ad Operations Expert

    Senior Ad Operations Expert

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Senior Publisher Support Expert in Ad Operations.Key Responsibilities Serve as the primary escalation point for diagnosing and resolving complex ad implementation issue...Show moreLast updated: 2 days ago
    • Promoted
    Operations Senior Associate

    Operations Senior Associate

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Senior Associate, Operations.Key Responsibilities Oversee policy adherence, process improvement, and claims management Analyze operational trends and lead cross-functi...Show moreLast updated: 1 day ago
    • Promoted
    Private Client Advisor

    Private Client Advisor

    VirtualVocationsMemphis, Tennessee, United States
    Full-time
    A company is looking for a Private Client Advisor who will manage relationships with private foundations and ensure compliance and operational efficiency. Key Responsibilities : Manage a portfolio ...Show moreLast updated: 1 day ago