Essential Job Functions:
Other Responsibilities:
Performs special projects at the request of the Vice President, directors, or managers including but not limited to reviewing prospectuses and websites for requested information, reviewing statistical data for accuracy and reviewing correspondence.
Assists in the preparation of related materials for Department outreach programs.
Prepares minutes of staff meetings.
Education/Experience Requirements:
Bachelor's degree plus five years of related industry experience, or equivalent business experience; or successful completion of at least 1 year as a Senior Analyst in the Advertising Regulation Department.
Academic courses or work experience showing successful use of analytical skills preferred.
Excellent demonstrated oral and written communication skills.
Working knowledge of finance, various types of securities and broker-dealer services and methods of marketing required.
Thorough knowledge of FINRA, SEC, MSRB, and SIPC rules governing advertising required.
Competency with desktop computers and Microsoft Word.
Work Conditions:
Hybrid work environment, with defined in-person presence requirements.
Occasional travel may be required. Extended hours may be required.
For work that is performed in Los Angeles and San Francisco, CA, CO, FL, TX, IL, PA, MA, MD, VA, Washington, DC, NY and NJ, please refer to the chart below for the salary range for the corresponding location. FINRA complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and market considerations.
Los Angeles, CA: Minimum Salary $96,600, Maximum Salary $130,000
San Francisco, CA: Minimum Salary $100,800, Maximum Salary $135,000
CO/FL/TX: Minimum Salary $83,900, Maximum Salary $150,300
IL/PA: Minimum Salary $92,400, Maximum Salary $165,300
MA/MD/VA/Washington, DC: Minimum Salary $96,600, Maximum Salary $172,800
NY/NJ: Minimum Salary $96,600, Maximum Salary $180,400
#LI-Hybrid
Associate Principal Analyst, Advertising Regulation • Tysons, VA
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