The Senior Compliance Officer position will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements, Board reporting, trade surveillance, policy and procedure review, and other compliance department needs.
As a Senior Compliance Officer, you will contribute to the effective execution of compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs and related accounts. You will assist business partners by interpreting policies, identifying risks, and escalating issues appropriately. You will help maintain compliance procedures, documentation, and reporting while supporting interactions with regulators and internal oversight groups. This role is ideal for a detail-oriented compliance professional looking to expand ETF advisory compliance experience. The Senior Compliance Officer position requires knowledge of a variety of equity, fixed income, and derivative security types.
Responsibilities of the Role:
Requirements for the Role:
The salary range for this position in Downers Grove is $100,000 - $111,000 /year.
Senior Compliance Officer • Downers Grove, IL, United States
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