Elevation Wealth Partners Group Job Opportunity
Step into an instrumental role supporting a dynamic and client-focused wealth management team. Elevation Wealth Partners Group is seeking a motivated and detail-oriented Registered Service Associate (RSA) to join our growing practice.
As an RSA, you will provide proactive support to our advisors and clients, deliver high-quality customer service, manage client relationships, and execute trades. You will follow established procedures for routine tasks while also taking initiative on work with substantial variety and complexity — all with an emphasis on creating and delivering a unique client experience that defines and differentiates our practice.
If you have strong attention to detail, a passion for client service, and a curiosity to continually learn and grow, this role may be the perfect fit for you.
Responsibilities Include, But Are Not Limited To:
- Client Advocate: Address client inquiries, concerns, and requests with professionalism and empathy. Build strong relationships based on trust and integrity.
- Appointment Coordinator: Manage client appointments efficiently, ensuring all meetings are scheduled, confirmed, and documented accurately.
- Client Meeting Preparation: Prepare review agendas, discussion points, Raymond James account reports, Morningstar reports, outside account reports (if applicable), and additional reports as requested.
- Documentation: Utilize CRM to document all client calls and emails. Complete Prudent Process after each client review and track compliance requirements throughout the year.
- Manage account-related processes including new account openings, information updates, money movement (ACH), RMDs, annuity updates, external account maintenance, and paperwork processing.
- Coordinate with team members to ensure seamless client interactions. Keep all parties informed of important updates and ensure timely responses.
- Client Servicing: Complete annual client reviews for assigned clients and document notes and recommendations.
- Client Retirement Planning: Update or create retirement plans using Torrid Retirement View or current retirement planning software. Present to clients during reviews to ensure accuracy.
- Client Trading: Execute trades as instructed by partners or clients during meetings.
Qualifications Include, But Are Not Limited To:
- Active FINRA Series 7 and Series 66, OR Series 63 and Series 65 licenses required
- College degree preferred
- 2+ years of industry experience preferred
- State Insurance License is a plus, but not required
- Additional designations (CFP, CEPA, CFA) are a plus but not required
Key Traits Of A Successful Candidate
- Ability to adhere to rules, regulations, and compliance standards within a financial advisory practice
- Strong attention to detail, organizational, communication, and interpersonal skills
- Proficient in Microsoft Office Suite with strong computer and technology skills
- High level of integrity, professionalism, and self-motivation
- Positive attitude and curiosity to constantly learn and grow
- Proven ability to apply critical thinking skills and problem-solve in a fast-paced environment
- Client-first mindset with the ability to build trust and long-term relationships
What We Offer
- Starting annual salary of $65,000–$80,000, depending on experience
- Eligibility for an annual bonus of up to 15%
- Medical, Dental, and Vision Benefits
- Matching 401(K) plan
- Paid major market holidays
- Paid Time Off (PTO)
Location: Greenwood Village, CO 80111