SD Compliance Capital Markets SME
saxon global • Lake Dallas, TX, United States
17 hours ago
Job type
- Full-time
Job description
Job Title
Requirements
1015 years of experience in SD Compliance and Capital Markets regulatory compliance
Strong expertise in regulatory compliance, risk management, and control assessment frameworks
Demonstrated proficiency in gap analysis, requirements gathering, and process analysis
Experience conducting control assessments and developing remediation strategies
Excellent stakeholder management and communication skills across multiple business functions
Strong documentation skills; ability to prepare clear compliance procedures, control evidence, and reports