Senior Counsel - Equity Derivatives

About Our Client

Top investment banking client.

Job Description

The Senior Legal Counsel will be a key member of the investment bank's legal team with a focus on equity derivatives, margin loans and structured notes, with room to expand into other areas.

Main Responsibilities :

• Provide legal advice to business leaders within US Global Equities and Global Investment Banking, focused on the structuring of transactions, securities laws and regulatory framework.
• Provide legal support to the structured notes program, advising on all new products, marketing materials, distribution channels, etc.
• Provide legal advice to the equities business on issuer call spreads, ASRs, ATM Forwards, 10b5-1 / 10b-18 plans, structured margin loans.
• Provide legal advice to derivatives and trading businesses on OTC equity derivatives transactions.
• Draft, review and negotiate all agreements, including : OTC equity derivative confirmations, distribution and marketing agreements for structured notes, listed options execution agreements, etc.
• Advise the business on securities law regulatory matters ('33 Act, '34 Act) as they relate to the structuring of transactions.

The Successful Applicant

• JD from US ABA accredited law school
• 4+ years of experience ideally gained in-house supporting the equity derivatives desk of an investment bank, with prior experience at an AmLaw 100 firm highly preferred
• US State Bar Admission
• Must be solutions oriented with a securities law mindset when it comes to advising on the structuring of transactions
• Experience drafting, negotiating and advising on a wide range of equity derivatives and structured notes documentation
• Experience with and deep understanding of securities laws ('33 Act, '34 Act) in relation to equity derivatives
• Experience advising on margin loans and structured notes transactions
• Strong understanding of ISDA framework
• Excellent drafting and negotiating skills
• Ability to simplify legal advice for multiple stakeholders within a fast paced business

What's on Offer

• Base salary between $200,000-$250,000
• Cash bonus
• Excellent benefits
• Hybrid working model
• Opportunity for growth
• 401 (k)

Contact

Jennifer Pettigrew

Quote job ref

JN-032025-6684354