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Senior Manager II, Recovery and Resolution Planning-Regulatory

Senior Manager II, Recovery and Resolution Planning-Regulatory

TD BankCharlotte, NC, US
1 day ago
Job type
  • Full-time
Job description

Senior Manager II, Recovery And Resolution Planning

This role will be a part of TD's U.S. Recovery and Resolution Planning team. Recovery and Resolution Planning (RRP) is an enterprise-wide function that ensures TD is prepared to address severe financial stress conditions and implements our practices and oversight of financial crisis management. The RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support recovery and resolution preparedness. The RRP team is responsible for coordinating, developing and maintaining TD's U.S. Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable regulations.

The Senior Manager II, Recovery and Resolution Planning oversees a team of RRP practitioners in execution and oversight of the most complex frameworks, policies, strategies and processes related to recovery and resolution planning.

Depth & Scope :

  • Provides people management leadership
  • Oversees and leads the most complex and diverse function
  • Develops appropriate scenarios for Recovery and Resolution Plans
  • Develops and administers multi-stakeholder tests
  • Oversees the development of whole testing streams
  • Manages and oversees the overall discipline and strategy
  • Provides coaching, mentorship and guidance
  • Strategic partner to leadership team
  • Facilitates key strategic discussions
  • Sets operational team direction
  • Focuses on longer-range planning

Education & Experience :

  • Undergraduate degree required
  • 12+ years of experience
  • Preferred Qualifications :

  • 12+ years of experience in financial contingency planning, liquidity / capital management, regulatory, risk, legal or compliance organizations in a financial institution.
  • 7+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry calls and roundtables.
  • Knowledge and understanding of regulatory requirements issued by the Federal Reserve, FDIC and OCC.
  • Experience implementing programs to satisfy regulatory requirements, including working with stakeholders to understand the requirements and complete impact assessments.
  • Experience with the WDesk / Workiva platform.
  • Experience working across a matrixed organization with multiple stakeholders to achieve a common result.
  • Excellent analytical, risk assessment and investigative skills.
  • Must work independently, with a demonstrated ability to take initiative and identify more efficient ways to execute.
  • Demonstrated ability to see the big picture, make connections and anticipate consequences and outcomes of actions and decisions; must be forward looking.
  • Must be comfortable working in a fast-paced, evolving and dynamic environment with changing and competing priorities.
  • Ability to deal with conflicting points of view and to suggest creative and responsive solutions.
  • Customer Accountabilities :

  • Provides leadership to all strategic, operational, and business activities
  • Monitors regulatory landscape for changes
  • Oversees the development and execution of complex strategies
  • Oversees the development of whole testing streams
  • Acts as liaison between internal stakeholders and external advisors
  • Co-ordinates RRP's development of recovery and resolution plans
  • Acts as subject matter expert
  • Participates on internal / external committees
  • Shareholder Accountabilities :

  • Works with key business leaders to develop business plan
  • Plans and executes on strategic activities
  • Executes on the annual business plan
  • Proactively identifies key business opportunities
  • Keeps abreast of emerging issues, trends, and evolving regulatory requirements
  • Ensures employees are knowledgeable
  • Maintains a culture of risk management and control
  • Employee / Team Accountabilities :

  • Cultivates and models the Colleague Promise
  • Connects the alignment of colleague's contributions
  • Builds and retains an engaged and diverse team
  • Demonstrates inclusive leadership
  • Sustains, identifies strong talent
  • Enables colleague growth
  • Enables a continuous learning culture
  • Fosters an environment that promotes sharing
  • Leads team through change
  • Contributes to the development of strategic priorities
  • Develops annual and / or long-term plans
  • Fosters a high-performance culture
  • Manages employees in compliance
  • Physical Requirements :

    Never : 0%; Occasional : 1-33%; Frequent : 34-66%; Continuous : 67-100%

  • Domestic Travel Occasional
  • International Travel Never
  • Performing sedentary work Continuous
  • Performing multiple tasks Continuous
  • Operating standard office equipment - Continuous
  • Responding quickly to sounds Occasional
  • Sitting Continuous
  • Standing Occasional
  • Walking Occasional
  • Moving safely in confined spaces Occasional
  • Lifting / Carrying (under 25 lbs.) Occasional
  • Lifting / Carrying (over 25 lbs.) Never
  • Squatting Occasional
  • Bending Occasional
  • Kneeling Never
  • Crawling Never
  • Climbing Never
  • Reaching overhead Never
  • Reaching forward Occasional
  • Pushing Never
  • Pulling Never
  • Twisting Never
  • Concentrating for long periods of time Continuous
  • Applying common sense to deal with problems involving standardized situations Continuous
  • Reading, writing and comprehending instructions Continuous
  • Adding, subtracting, multiplying and dividing Continuous
  • The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

    Who We Are : TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

    TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing and so will you.

    Our Total Rewards Package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation / incentive awards (e.g., eligibility for cash and / or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

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