Talent.com
Senior Associate, Broker Dealer Operations
Senior Associate, Broker Dealer OperationsWyoming Staffing • Cheyenne, WY, US
No longer accepting applications
Senior Associate, Broker Dealer Operations

Senior Associate, Broker Dealer Operations

Wyoming Staffing • Cheyenne, WY, US
1 day ago
Job type
  • Full-time
Job description

Senior Associate, Broker Dealer Operations

Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company's hardest problems. Our work culture is intense and isn't for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there's no better place to be. While many roles at Coinbase are remote-first, we are not remote-only. In-person participation is required throughout the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported.

Do you thrive on solving complex operational challenges and ensuring flawless execution within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization of our daily trading lifecycle. This role is perfect for a meticulous, hands-on operator who is passionate about applying their deep broker-dealer knowledge to build scalable processes at the intersection of traditional finance and the cryptoeconomy. You will play a critical role in ensuring our operations are accurate, compliant, and ready for future growth.

Job Duties

We are building out our Broker Dealer Operations function to support our equities trading product. As a Senior Associate, you will play a critical role in executing and enhancing our day-to-day operational processes, ensuring accuracy, timeliness, and compliance in a regulated environment. You will leverage your industry expertise to identify improvements, resolve exceptions, and partner closely with other teams to help scale our operations. In this role you will :

  • Act as a key member of the Broker Dealer Operations team, contributing to the accuracy, efficiency, and integrity of operational processes
  • Perform daily processes including management of exceptions and resolutions, cash and position reconciliations, and promptly resolving breaks, fails, or discrepancies in trades
  • Review operational data and clearing / settlement information to ensure consistency with internal records and escalate issues as needed
  • Accurately set up and maintain customer accounts, including KYC / AML onboarding, account updates, and regulatory compliance
  • Support the processing of corporate actions to ensure entitlements are properly allocated and communicated to clients
  • Responsible for the preparation and submission of regulatory reports (e.g., CAT, TRACE) in collaboration with Compliance and Legal
  • Maintain and update internal controls, procedures, and policy documentation
  • Partner cross-functionally with Risk, Finance, Compliance, Product, and Engineering to support operational requirements for new product launches, process enhancements, and system changes
  • Identify opportunities for automation and process improvements to reduce manual work and mitigate risk
  • Design and implement the monitoring of operational and risk metrics, and preparing reporting and insights for leadership

Job Requirements

What we look for in you :

  • 5+ years of financial services experience with at least 2+ years in broker-dealer operations; corporate actions experience strongly preferred
  • Strong knowledge of U.S. equities operational workflows, with familiarity in securities clearing, settlement, margin, and custody
  • Solid knowledge of broker-dealer regulatory requirements and reporting practices
  • Demonstrated ability to work independently, prioritize issues, and resolve complex exceptions in a timely manner
  • Experience collaborating with third-party vendors or clearing / settlement partners
  • Exceptional organizational and problem-solving skills with high attention to detail
  • Excellent verbal and written communication skills, with the ability to work collaboratively across teams
  • Track record of improving processes, enhancing controls, and supporting operational risk reduction
  • Nice to haves :

  • BA / BS degree in Finance, Economics, Business, Accounting, or related field
  • Experience at a fintech or in building operations functions in high-growth broker-dealer or trading environment
  • Familiarity with tokenization of real world assets (RWA) and securities, blockchain technology, and the broader crypto economy
  • FINRA Series 99 or 7 license, or willingness to obtain
  • Pay Range : $130,900$154,000 USD

    Create a job alert for this search

    Dealer • Cheyenne, WY, US

    Related jobs
    Associate Portfolio Manager (Bilingual & Remote)

    Associate Portfolio Manager (Bilingual & Remote)

    Wyoming Staffing • Cheyenne, WY, US
    Remote
    Full-time
    Associate Portfolio Manager (APM).We believe in the power and joy of learning.At Cengage Group, our employees have a direct impact in helping students around the world discover the power and joy of...Show more
    Last updated: 1 day ago • Promoted
    Portfolio Manager - BBLC

    Portfolio Manager - BBLC

    Wyoming Staffing • Cheyenne, WY, US
    Full-time
    As the Portfolio Manager - BBBLC, you will be responsible for assisting Business Banking and Practice Finance officers in the portfolio management activities (generally loans over $500,000) that ar...Show more
    Last updated: 1 day ago • Promoted
    Lead IV Therapy Associate

    Lead IV Therapy Associate

    IV Nutrition • Fort Collins, CO, US
    Full-time
    IV Nutrition, LLC – Lead IV Therapy Associate.Position Title : Lead IV Therapy Associate.This position reports to the Clinic Director and Assistant Clinic Director. Responsible for managing and overs...Show more
    Last updated: 2 hours ago • Promoted • New!
    Corporate Trust Relationship Manager III

    Corporate Trust Relationship Manager III

    UMB Bank • Cheyenne, WY, US
    Full-time
    UMB's Corporate Trust and Escrow Services is a nationally recognized and ranked provider of bond trustee and agency services to the corporate and municipal marketplaces. Our trust services reach bey...Show more
    Last updated: 2 hours ago • Promoted • New!
    US I&I GI Sales Team Organizational Coordinator

    US I&I GI Sales Team Organizational Coordinator

    Pfizer Belgium • Cheyenne, WY, US
    Permanent
    US Gastroenterology Regional Coordinator.Everything we do, every day, is in line with an unwavering commitment to the quality and the delivery of safe and effective products to patients.Our science...Show more
    Last updated: 2 hours ago • Promoted • New!
    Senior Banking Specialist

    Senior Banking Specialist

    First Western Financial, Inc. • Fort Collins, CO, US
    Full-time
    First Western is seeking a Senior Banking Specialist to join our team!.Are you looking for a challenging and rewarding opportunity? First Western is seeking a passionate and experienced professiona...Show more
    Last updated: 2 hours ago • Promoted • New!
    Associate Director for Communications

    Associate Director for Communications

    Colorado State University • Fort Collins, CO, US
    Full-time
    Working Title : Associate Director for Communications.Position Location : Fort Collins, CO.Work Location : Position is fully in-office / in-person. Research Professional Position : No.Position Type : Admin...Show more
    Last updated: 2 hours ago • Promoted • New!
    Senior Associate, Broker Dealer Operations

    Senior Associate, Broker Dealer Operations

    Coinbase • Cheyenne, WY, US
    Full-time
    Ready to be pushed beyond what you think you're capable of?.At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, ...Show more
    Last updated: 2 hours ago • Promoted • New!
    Wireless Retail Sales Associate

    Wireless Retail Sales Associate

    SPECTRUM • Ranchettes, WY, US
    Full-time
    This role requires the ability to work lawfully in the U.Do you have a passion for connecting with people and driving sales? As a. Spectrum, you'll be the face of our company, promoting and selling ...Show more
    Last updated: 1 day ago • Promoted
    LensCrafters - Sales Associate (Colorado)

    LensCrafters - Sales Associate (Colorado)

    LensCrafters • Fort Collins, CO, US
    Full-time
    LensCrafters - Sales Associate (Colorado).At LensCrafters, we love eyes and care about the people behind them.With over 900 locations, we are the largest optical retailer in North America, known fo...Show more
    Last updated: 2 hours ago • Promoted • New!
    Inside Sales Mortgage Loan Officer

    Inside Sales Mortgage Loan Officer

    First Interstate Bank • Fort Collins, CO, US
    Permanent
    This position can be located at our Riverton, WY and Fort Collins, CO JFK Pkwy.We know your career is just one aspect of a meaningful, complex, and demanding life. That's why we designed our compens...Show more
    Last updated: 2 hours ago • Promoted • New!
    Business Operations Senior Associate / Manager, Platform

    Business Operations Senior Associate / Manager, Platform

    Wyoming Staffing • Cheyenne, WY, US
    Full-time
    Join Coinbase To Build The Future.Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportu...Show more
    Last updated: 1 day ago • Promoted
    Fantastic Partnership-Track GI Opportunity

    Fantastic Partnership-Track GI Opportunity

    Centers for Gastroenterology • Fort Collins, CO, US
    Full-time
    Centers for Gastroenterology is a well-established, highly respected, growing, private, single-specialty, gastroenterology practice in northern Colorado with offices in Fort Collins, Loveland, and...Show more
    Last updated: 1 day ago • Promoted
    Retail Sales Associate

    Retail Sales Associate

    SPECTRUM • Ranchettes, WY, US
    Full-time
    This role requires the ability to work lawfully in the U.Do you have a passion for connecting with people and driving sales? As a. Spectrum, you'll be the face of our company, promoting and selling ...Show more
    Last updated: 1 day ago • Promoted
    Delivery Driver Pick Your Routes Plan Your Day With Guaranteed Pay (Ault)

    Delivery Driver Pick Your Routes Plan Your Day With Guaranteed Pay (Ault)

    Copilot Careers • Ault, CO, United States
    Full-time
    Delivery Driver - Pick Your Routes - Plan Your Day With Guaranteed Pay.The Veho Driver App is looking for delivery drivers who want more predictability and control in their day.Unlike other gig pla...Show more
    Last updated: 1 day ago • Promoted
    Analyst II, Credit Analysis (Omaha, Ft. Collins, Minneapolis)

    Analyst II, Credit Analysis (Omaha, Ft. Collins, Minneapolis)

    First National Bank • Fort Collins, CO, US
    Full-time
    Critically and independently analyze moderately complex credit requests for the Lending Staff with primary focus on financial, collateral, business and industry analysis with little guidance and / or...Show more
    Last updated: 2 hours ago • Promoted • New!
    Operations Associate, Fort Collins, #64

    Operations Associate, Fort Collins, #64

    Gopuff • Fort Collins, CO, US
    Full-time
    Directly reporting to a Site Leader, OAs play an essential role at Gopuff that requires drive, perseverance, positivity, and enthusiasm for the challenge. You will accomplish a variety of operations...Show more
    Last updated: 13 days ago • Promoted
    LEAD SALES ASSOCIATE-FT in EATON, CO S10647

    LEAD SALES ASSOCIATE-FT in EATON, CO S10647

    Dollar General • Eaton, CO, US
    Full-time
    Dollar General - 355 S ELM ROAD.P O BOX 457 [Retail Sales / Team Member] As a Lead Sales Associate at Dollar General, you'll : Help maintain a clean, well-organized store with a customer-first focus...Show more
    Last updated: 1 day ago • Promoted