Talent.com
Audit Senior Manager - Wealth Management
Audit Senior Manager - Wealth ManagementVoya Financial • Boston, MA, US
No longer accepting applications
Audit Senior Manager - Wealth Management

Audit Senior Manager - Wealth Management

Voya Financial • Boston, MA, US
30+ days ago
Job type
  • Part-time
Job description

Join Voya's Wealth Management Team

Together we fight for everyone's opportunity for a better financial future.

We will do this together with customers, partners and colleagues. We will fight for others, not against : We will stand up for and champion everyone's access to opportunities. The status quo is not good enough we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future. We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action. We are committed to a work environment where the differences that we are born with and those we acquire throughout our lives are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your voyage

Position Summary :

Position will have accountability for the organization, execution, planning and administration of audits within the Wealth Management Line of Business (LOB), directing the evaluation of controls, reviewing compliance with policies, procedures and regulations, and coordinating and directing reporting of results of audits for the LOB to Voya management.

This position has been designated as a hybrid-office / home role with an expectation of 3 days a week in Voya's Boston office.

Position Description :

Technical

  • Incorporate business concerns into planning requirements; advise segment management on emerging risks and best practices
  • Manage the fieldwork of several audits simultaneously, ensuring that accurate and complete testing of key controls is performed in compliance with established departmental protocols and auditing standards
  • Evaluate corrective measures taken to address unresolved matters, follow up on the progress being made to address unresolved control matters and prepare summary reports for the Wealth Management Business to executive management
  • Monitor key business initiatives and provide insight pertaining to control issues and risk activities
  • Coordinate with Internal Audit's Professional Practice Management to schedule the Line of Business resources
  • Build awareness of external leading practices and benchmarks to embed within the Internal Audit function for the Wealth Management LOB

Client

  • Develop and manage relationship with LOB executives, external auditors, and regulators
  • Ensure effective reporting of audit findings to the Audit Committee (AC) without impairing relationships with business unit management
  • Develop strong working relationships with clients within the LOB to ensure a high degree of client satisfaction
  • Coordinate audit activities with external auditors, Operational Risk Management, Compliance and SOX / FCR team to ensure there is no duplication of testing across teams.
  • Management

  • Support Audit Director in achieving the vision and strategic objectives for the LOB
  • Support Audit Director in scope and administration of a comprehensive internal audit plan for the LOB
  • Manages and oversees work performed by senior and staff auditors
  • Coach others on people management and development
  • Help to develop careers through proactive approach to training and development (on and off the job)
  • Help to develop in-audit training content and is capable of training delivery
  • Able to build diverse teams
  • Create and lead changes within Internal Audit organization
  • Lead with passion and clarity by translating the Department's vision into action plans and motivating Internal Audit members within the Wealth Management LOB
  • Manage an effective working team and enable employee empowerment, succession planning, and career paths
  • Identify and manage skills gaps through training and deployment for the LOB
  • Supervise and direct special project or investigations
  • Oversee and monitor the execution of audit procedures, ensuring that they are executed in an efficient and effective manner
  • Responsible for the performance evaluation process of auditors within the LOB
  • Skills / Knowledge / Abilities :

  • 10+ years of relevant work experience within the broker dealer, investment advisory, asset management industries. Relevant experience in a public accounting, consulting or internal audit environment will be strongly considered.
  • Bachelor's degree with a major / minor or emphasis in Accounting, Finance or Business
  • Advanced degree or professional certification (CPA, CIA, CISA, etc.) are required.
  • Extensive knowledge and experience with product offerings within the Wealth Management industry such as mutual funds, exchange-traded funds, alternative investments, IRAs, annuities and financial planning services as well as broker dealer operations and compliance matters (FINRA, SEC) preferred.
  • Proven track record in leading and managing an audit team with emphasis on leading practices in risk assessment, problem solving, and impactful reporting of audits.
  • Proactively partners with the LOB business issues.
  • Deep understanding of LOB strategy, products, operations, financials, executives, competition, and potential risk areas.
  • Ability to translate LOB risk areas into specific projects within the audit plan.
  • Ability to influence key clients with suggested audit solutions.
  • Ability to lead, coach and advise team members.
  • Manages across cultural and generational boundaries.
  • Builds effective and collaborative peer-level relationships.
  • Demonstrates strong analytical and problem-solving skills.
  • Proactively identifies and resolves issues as they arise.
  • Excellent written and verbal communication skills.
  • Demonstrates and encourages continuous learning and sharing of best practices.
  • Strong focus on continuous process improvement.
  • Sound knowledge and understanding of Accounting / Financial Risk, Insurance Risk, Market & Credit Risk, IT Risk and Regulatory / Compliance Risk.
  • Extensive knowledge of internal controls, business and IT processes, and IIA standards.
  • Experience with data analysis (e.g., Power BI, Tableau) and AI / GenAI / AgenticAI tools (e.g. Copilot) preferred.
  • Compensation Pay Disclosure :

    Voya is committed to pay that's fair and equitable, which means comparable pay for comparable roles and responsibilities. The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and / or long-term incentives) based on the role to reward the achievement of annual performance objectives. Actual compensation offered may vary from the posted salary range based upon the candidate's geographic location, work experience, education, licensure requirements and / or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

    $139,110 - $173,890 USD

    Be Well. Stay Well.

    Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That's why we offer an array of plans, programs, tools and resources with one goal in mind : To help you and your family be well and stay well.

    What We Offer :

  • Health, dental, vision and life insurance plans
  • 401(k) Savings plan with generous company matching contributions (up to 6%)
  • Voya Retirement Plan employer paid cash balance retirement plan (4%)
  • Tuition reimbursement up to $5,250 / year
  • Paid time off including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
  • Paid volunteer time 40 hours per calendar year
  • Critical Skills :

  • Customer Focused : Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking : Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality : Partnering effectively to drive our culture and execute on our common goals.
  • Business Acumen : Appreciation and understanding of the financial services industry in order to make sound business decisions.
  • Learning Agility :
  • Create a job alert for this search

    Senior Manager Audit • Boston, MA, US

    Related jobs
    Wealth Management Associate

    Wealth Management Associate

    Moody Street Group • Boston, MA, US
    Full-time
    The Moody Street Group, LLC, a general agency appointed with OneAmerica Financial, works with a diverse clientele including individuals, business owners, professionals and families.We assist our cl...Show more
    Last updated: 30+ days ago • Promoted
    Senior Wealth Advisor

    Senior Wealth Advisor

    Ballentine Partners • Boston, MA, United States
    Full-time
    Ballentine Partners is a leading independent wealth management firm headquartered in the Boston area, with additional offices in Florida and New Hampshire and clients worldwide.Our client families ...Show more
    Last updated: 5 days ago • Promoted
    Wealth Operations Manager - Retirement and Wealth (Danvers, MA)

    Wealth Operations Manager - Retirement and Wealth (Danvers, MA)

    OneDigital • Danvers, MA, US
    Full-time
    Onedigital Financial Services Opportunity.When you ask people what gives them peace of mind to live their best life, having a sense of financial security is usually at the top of the list.Our finan...Show more
    Last updated: 30+ days ago • Promoted
    Manager, Advisory Leadership Team

    Manager, Advisory Leadership Team

    Focus Financial Partners • Boston, MA, United States
    Full-time
    The Manager, Advisory Leadership Team, supports and develops Associate Wealth Advisors while driving the execution of key business strategies. This role requires managerial oversight, a strong under...Show more
    Last updated: 30+ days ago • Promoted
    Audit Senior Asset Mgmt

    Audit Senior Asset Mgmt

    BDO USA • Boston, MA, US
    Full-time
    BDO's Asset Management and Private Equity Funds practice is a dynamic and rapidly growing practice nationwide, focused specifically on private equity funds, venture capital funds, fund of funds, sm...Show more
    Last updated: 30+ days ago • Promoted
    Business Manager, Wealth Management

    Business Manager, Wealth Management

    Voya Financial • Boston, MA, US
    Part-time
    Together we fight for everyone's opportunity for a better financial future.We will do this together with customers, partners and colleagues. We will fight for others, not against : We will stand up ...Show more
    Last updated: 6 days ago • Promoted
    Audit Manager | Portfolio Companies

    Audit Manager | Portfolio Companies

    CBIZ • Boston, MA, US
    Full-time
    With unmatched industry knowledge and expertise in accounting, tax, advisory, benefits, insurance, and technology, CBIZ delivers forward-thinking insights and actionable solutions to help clients a...Show more
    Last updated: 17 days ago • Promoted
    Senior Manager, Audit and Advisory Services

    Senior Manager, Audit and Advisory Services

    Manulife Insurance Malaysia • Boston, MA, United States
    Full-time
    Nous utilisons des • •pour fournir des statistiques qui nous aident à vous offrir la meilleure expérience sur note site.Vous y trouverez des renseignements sur les témoins, ou vous pouvez les désac...Show more
    Last updated: 30+ days ago • Promoted
    Deals - Financial Due Diligence, Senior Manager

    Deals - Financial Due Diligence, Senior Manager

    PwC (US) • Boston, MA, US
    Full-time
    Senior Manager, Financial Due Diligence.At PwC, our people in deals focus on providing strategic advice and support to clients in areas such as mergers and acquisitions, divestitures, and restructu...Show more
    Last updated: 30+ days ago • Promoted
    Wealth Management Associate

    Wealth Management Associate

    Morgan Stanley • Boston, MA, US
    Full-time
    Wealth Management Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs) / Private Wealth Advisor(s) (PWAs) / teams on a daily basis. As senior members of the servi...Show more
    Last updated: 30+ days ago • Promoted
    Wealth Management Analyst • •

    Wealth Management Analyst • •

    Morgan Stanley • Boston, MA, US
    Full-time
    Wealth Management Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs) / Private Wealth Advisor(s) (PWAs) / teams on a daily basis. As a key member of the service...Show more
    Last updated: 30+ days ago • Promoted
    Asset & Wealth Management Regulated Investment Company (RIC) - Senior Associate

    Asset & Wealth Management Regulated Investment Company (RIC) - Senior Associate

    PwC (US) • Boston, MA, US
    Full-time
    Senior Associate, Industry Tax Practice.At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help busines...Show more
    Last updated: 9 days ago • Promoted
    Wealth Management Risk Associate

    Wealth Management Risk Associate

    Santander Holdings USA Inc • Boston, MA, US
    Full-time
    Wealth Management Risk Associate.Country : United States of America.Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset...Show more
    Last updated: 1 day ago • Promoted
    Senior Manager, Audit and Advisory Services

    Senior Manager, Audit and Advisory Services

    Manulife Financial • Boston, MA, United States
    Full-time
    About the Audit and Advisory Service.Join Manulife's Audit and Advisory Services team, where we partner with management to strengthen and optimize business processes and controls to successfully ac...Show more
    Last updated: 30+ days ago • Promoted
    Managing Director, Advisory - RIA / Wealth Management

    Managing Director, Advisory - RIA / Wealth Management

    Citizens Financial Group • Boston, MA, US
    Full-time
    Managing Director, Fig Ria / Wealth Management.Citizens Capital Markets & Advisory (CM&A) is seeking a managing director with sector expertise and transaction experience in fig ria / wealth managemen...Show more
    Last updated: 22 days ago • Promoted
    Senior Manager Quote to Cash M&A Integration Boston, Massachusetts, United States Boston, Massa[...]

    Senior Manager Quote to Cash M&A Integration Boston, Massachusetts, United States Boston, Massa[...]

    Axon Enterprise • Boston, MA, United States
    Full-time
    Join Axon and be a Force for Good.At Axon, we’re on a mission to Protect Life.We pursue society’s most critical safety and justice issues with our ecosystem of devices and cloud software.Like our p...Show more
    Last updated: 21 days ago • Promoted
    Audit Senior Manager - Banking

    Audit Senior Manager - Banking

    Crowe • Boston, MA, United States
    Full-time
    Your Journey at Crowe Starts Here : .At Crowe, you can build a meaningful and rewarding career.With real flexibility to balance work with life moments, you're trusted to deliver results and make an i...Show more
    Last updated: 30+ days ago • Promoted
    Wealth IR Platform Servicing - Manager / Senior Manager

    Wealth IR Platform Servicing - Manager / Senior Manager

    KKR • Boston, MA, US
    Full-time
    Wealth IR Platform Servicing - Manager / Senior Manager.KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions.KKR aims to...Show more
    Last updated: 30+ days ago • Promoted
    Senior Manager Product Management - Finance and HR Domain

    Senior Manager Product Management - Finance and HR Domain

    Staples • Framingham, MA, US
    Full-time
    Senior Manager Of Product Management.Staples is business to business.Our eCommerce team delivers customer-centric site experiences to position Staples as a digital selling platform of choice.Our te...Show more
    Last updated: 30+ days ago • Promoted
    Senior Manager, Audit and Advisory Services

    Senior Manager, Audit and Advisory Services

    Manulife • Boston, MA, US
    Full-time
    Audit And Advisory Service Team Member.Join Manulife's Audit and Advisory Services team, where we partner with management to strengthen and optimize business processes and controls to successfully ...Show more
    Last updated: 30+ days ago • Promoted