Rates Trading Control Manager - Vice President

Join the Control Management Organization, which reports to both the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates Trading - Vice President, you will manage the control environment for the North America Rates business, working with a team of risk and control experts.

As a Rates Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control environment, facilitate Front Office supervision, and prepare the business for regulatory exams and audits. Your role involves identifying control gaps, implementing firm-wide policies, and managing operational risk.

Job Responsibilities :

• Drive business control forums with business executives and support groups, ensuring critical business operating risks are covered.
• Identify and remediate control gaps and review key firm-wide policies.
• Execute ad hoc analytical requests, control deep dives, and projects.
• Facilitate the execution of Supervisory attestations and develop Supervisory tools and policies.
• Prepare the business for controls audits and regulatory exams, ensuring issues are followed through.
• Timely identification, escalation, and recording of operational errors.
• Review incidents with stakeholders to agree on root causes and deliver remedial actions.
• Partner with colleagues across the firm to promote consistent operational risk practices.
• Establish control governance and reporting for the North America Rates business.
• Manage control-related activities and partner effectively with colleagues.
• Provide market‑making, structuring, and risk management capabilities across trading products.

Required Qualifications, Skills, and Capabilities :

Preferred Qualifications, Skills, and Capabilities :

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