RIA Compliance Associate (5019)

2 days ago Be among the first 25 applicants

NextPath Career Partners provided pay range

This range is provided by NextPath Career Partners. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$60,000.00 / yr - $60,000.00 / yr

NextPath Career Partners is currently seeking a RIA Compliance Associate to join our client's team in St. Petersburg. This is a n onsite, direct hire position.

SALARY : $60-$65K + bonus (depending on experience)

Unfortunately, at this time our client is unable to sponsor or transfer visas. Only candidates authorized to work in the US without sponsorship should apply.

Requirements

• Bachelor's degree or equivalent experience
• Minimum 2-5 years of experience supporting the compliance program of an RIA and / or working for the SEC with respect to RIAs
• Knowledge of the Investment Advisers Act of 1940 and ERISA
• "Clients first" mentality
• Familiarity with regulatory and operational framework of RIAs
• Some experience with the creation, formation, and launch of investment adviser entities.
• Superior communication skills, written and spoken, for both one to one and larger audiences
• Strong organizational skills
• Self-starter that can independently take a project and move it forward without manager intervention.
• Strong attention to detail and analytical skills
• Able to manage multiple tasks in a fast-paced business environment
• Some domestic travel to visit the offices of the Network RIAs, as necessary

Responsibilities

Nextpath Career Partners

NextPath is a candidate centric recruiting firm focused on your career goals to help you find your next path! Our team of professional recruiters have over 80 years of combined experience to help you navigate a job change. Our clients span local and national with roles in sales, creative, marketing, and staffing on a direct, contract-to-perm, and contract (project) basis.

If the position above doesn't appear to fit, we do have a host of clients with roles that could be a match and not every position will be posted. Feel free to reach out to find a better match by emailing your resume to apply@nextpathcp.com for a recruiter to engage.

We are an Equal Opportunity Employer

View all open jobs : http : / / www.nextpathcp.com

The post RIA Compliance Associate (5019) appeared first on NextPath Career Partners.

Seniority level

Seniority level

Mid-Senior level

Employment type

Employment type

Full-time

Job function

Job function

Finance and Sales

Industries

Staffing and Recruiting

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