Managing Director, Compliance Governance, Monitoring and Quality Controls

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KPMG is currently seeking a Managing Director, Compliance Governance, Monitoring and Quality Controls to join our Ethics and Compliance organization.

Responsibilities :

• Develop and manage the KPMGs comprehensive compliance governance framework and monitoring programs to ensure these initiatives are consistent with the expectations of US regulatory bodies like the Department of Justice, the Securities and Exchange Commission and the Public Company Accounting Oversight Board, as well as other professional organizations that set ethics and conduct standards
• Lead the design and implementation of robust processes and controls specifically aimed at addressing risks related to product and service quality; this responsibility is executed in alignment with the quality objectives that fall under the remit of the Chief Ethics and Compliance Officer (CECO)
• Set and evaluate compliance program standards and establish and maintain firm-wide standards for all compliance programs to ensure effectiveness; this includes regularly assessing existing programs, identifying areas for improvement and reporting on overall compliance risks within the firms broader risk management framework to ensure a holistic view of risk
• Lead internal control design and testing and hold direct responsibility for overseeing the design of internal controls and managing the comprehensive testing program for all compliance activities conducted by the Ethics and Compliance (E&C) function, ensuring their operational effectiveness and reliability
• Lead assessments to evaluate the design and operational effectiveness of compliance programs, while also collaborating with front-line teams to ensure risks are properly identified and mitigated; develop monitoring plans, test internal controls and establish key performance indicators (KPIs) to measure and ensure ongoing compliance with both internal standards and external regulations
• Support the CECO by delivering regular, insightful reports to senior management and the board of directors; responsible for the strategic advancement and continuous improvement of the E&C program, while fostering alignment with key stakeholders across the U.S. member firm and its global affiliates; serve as the firms subject matter expert and trusted advisor on all matters related to compliance governance and monitoring

Qualifications :

KPMG LLP and its affiliates and subsidiaries ("KPMG") complies with all local / state regulations regarding displaying salary ranges. If required, the ranges displayed below or via the URL below are specifically for those potential hires who will work in the location(s) listed. Any offered salary is determined based on relevant factors such as applicant's skills, job responsibilities, prior relevant experience, certain degrees and certifications and market considerations. In addition, KPMG is proud to offer a comprehensive, competitive benefits package, with options designed to help you make the best decisions for yourself, your family, and your lifestyle. Available benefits are based on eligibility. Our Total Rewards package includes a variety of medical and dental plans, vision coverage, disability and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support your mental health. Depending on job classification, standard work hours, and years of service, KPMG provides Personal Time Off per fiscal year. Additionally, each year KPMG publishes a calendar of holidays to be observed during the year and provides eligible employees two breaks each year where employees will not be required to use Personal Time Off; one is at year end and the other is around the July 4th holiday. Additional details about our benefits can be found towards the bottom of our KPMG US Careers site at Benefits & How We Work .

Follow this link to obtain salary ranges by city outside of CA :

https : / / kpmg.com / us / en / how-we-work / pay-transparency.html / ?id=4077_9_25

KPMG offers a comprehensive compensation and benefits package. KPMG is an equal opportunity employer. KPMG complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, citizenship status, disability, protected veteran status, or any other category protected by applicable federal, state, or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please.

KPMG recruits on a rolling basis. Candidates are considered as they apply, until the opportunity is filled. Candidates are encouraged to apply expeditiously to any role(s) for which they are qualified that is also of interest to them.

Los Angeles County applicants : Material job duties for this position are listed above. Criminal history may have a direct, adverse, and negative relationship with some of the material job duties of this position. These include the duties and responsibilities listed above, as well as the abilities to adhere to company policies, exercise sound judgment, effectively manage stress and work safely and respectfully with others, exhibit trustworthiness, and safeguard business operations and company reputation. Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for Employers, Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.