Operational Risk Professional

Operational Risk Professional

As part of the RIA & Custody Services (RCS) Division, the operational risk professional is responsible for reviewing all outgoing money movement transaction requests on behalf of end clients to ensure requests are in good order, comply with internal policies, and meet regulatory standards. Specifically, this role involves conducting verification calls with end clients to confirm transaction details and mitigate potential risks.

Essential duties and responsibilities include :

• Review incoming money movement requests (e.g., wires, external as well as internal transfers) for completeness and accuracy.
• Verify that all documentation and instructions are in good order and meet internal compliance and operational standards.
• Communicate with internal teams and external partners to clarify or resolve discrepancies in requests.
• Escalate any suspicious or non-compliant activity in accordance with internal procedures.
• Maintain accurate records of all reviewed transactions and decisions.
• Collaborate with compliance, operations, and client service teams to ensure seamless processing.
• Contribute to process improvement initiatives and help document standard operating procedures.

Knowledge, skills, and abilities include :

Educational / previous experience requirements include :