Compliance Analyst

Job Description

Job Title : Compliance Analyst III

Location : Newport Beach, CA 92660

Duration : 6 months Contract (Good Possibilities of extension)

Job Description :

How you’ll help move us forward :

• Provide compliance support to a business unit, or multiple related units, reviewing business operating practices, and administrative procedures and internal controls to determine if they are within company standards and regulatory requirements.
• Review and analyze sales and marketing materials, completes appropriate filings, and coordinates regulator audits and litigation requests.
• Help find ways to support the business unit to rethink how to innovate content creating process and develop content that are appealing to consumers as well as meeting regulatory expectations.
• Assist in the unit's compliance training initiatives including designing, developing, maintaining, implementing, and coordinating, training and communications related to compliance policies and procedures covering employees and third parties including producers, suppliers, vendors, and end clients.
• Leverage automation technology to improve efficiency, accuracy, and develop new functionality for Distribution & Marketing Compliance initiatives and responsibilities.
• Find opportunities to coordinate compliance activities with other areas to promote learning and sharing of best practices and ideas.

The experience you bring :

What makes you stand out :