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Email Surveillance Analyst

Email Surveillance Analyst

BizTek PeopleNew York, NY, United States
7 days ago
Job type
  • Full-time
Job description

Job Description :

This individual will be responsible for reviewing the electronic communications of the firm’s employees to mitigate reputational and regulatory risk to the firm.

Responsibilities :

  • Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential information
  • Identify, document, and resolve potential regulatory or compliance issues
  • Liaise with business management, compliance, and legal to assess risks and follow up on issues identified during review of communications

Qualifications :

  • Bachelor’s Degree
  • 1-4 years experience either in corporate and investment banking industry or legal industry
  • Proficiency in Microsoft Office
  • Excellent attention to detail
  • Strong communication skills
  • Sound judgment and ability to exercise discretion
  • Desired Skills

  • Familiarity with corporate and investment banking industry
  • Prior experience with email surveillance
  • Prior paralegal or document review experience
  • Graduate degree (e.g. JD) a plus
  • #J-18808-Ljbffr

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    Surveillance Analyst • New York, NY, United States

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