Senior Compliance Business Oversight Analyst

Senior Compliance Business Oversight Analyst

Work Location : New York, New York, United States of America Hours : 40 Pay Details : $68,640 - $102,960 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business : Compliance

Job Description :

Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact both in day-to-day operations and in the design of a future-focused compliance program. This is not just about implementing a new program it's about creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in supporting the Fair Banking Compliance department by managing multiple ongoing projects, driving accountability across initiatives, and delivering clear, actionable reporting. This individual will combine strong project management skills with advanced data and reporting expertise (power BI, excel, PowerPoint) and solid database knowledge (Microsoft Access and SQL) to ensure effective oversight, governance, and transparency.

Key Responsibilities :

• Project oversight and tracking
• Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met.
• Develop and maintain project trackers, status dashboards, and executive level updates.
• Business oversight and governance
• Support compliance leadership with oversight of business processes
• Ensure project documentation, governance standards and escalation protocols are followed.
• Reporting and Analytics
• Design and maintain dashboards and reports in power BI and PowerPoint to track compliance metrics and project progress
• Prepare high quality presentations for leadership and governance committees using PowerPoint
• Database and data management
• Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
• Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
• Stakeholder management
• Collaborate with cross functional partners including compliance stakeholders, Line of Business and risk partners
• Communicate project updates and reporting results effectively to senior management.

The above details are specific to the role which is outlined in the general description below.

Job Profile Summary The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This role contributes to the development and implementation of Compliance programs related to all aspects of Compliance laws.

Depth & Scope :

Education & Experience :

Desired Skills and Experience :

Customer Accountabilities :

Shareholder Accountabilities :

Employee / Team Accountabilities :