Senior Financial Advisor

Job Description

Job Description

Summitry is a Bay Area-based wealth management firm with over $3B in assets under management, 40+ employees, and more than 1,000 clients. We provide personalized financial planning and investment strategies rooted in deep local insight. As a flagship firm of Aspen Standard Wealth, Summitry is part of a broader mission to elevate independent advisory firms across the country. Join an innovative and collaborative team dedicated to becoming the most admirable advisory firm, helping families thrive amid the unique opportunities and challenges of life in the Bay Area.

Position Description

Reports to : Alex Katz, President

Benefits : Yes

Status : Full Time / Exempt

Date : Immediate

Work environment : Hybrid (50% / month)

Job Summary

Senior Financial Advisors (SFAs) are the primary managers of the client relationship. SFAs are responsible for managing existing client relationships, and formulating and implementing advice, but may also rely on Portfolio Managers, Partners, and peer advisors to develop recommendations. SFAs are expected to partner with the business development team and develop new client and COI relationships. SFAs also lead Associate Financial Advisors in client service delivery.

Duties and Responsibilities

• Foster new client relationships and drive growth through existing client relationships, and in partnership with professional networks and the firm’s Business Development team
• Build, deepen, and retain relationships by providing comprehensive financial planning and a high-quality client experience in all interactions
• Serve as a primary liaison between client and Portfolio Management team
• Obtain and review clients’ investment goals, time horizons and tolerance for market volatility
• With the support of Financial Advisors and Associate Financial Advisors, finalize financial plans designed to help clients achieve their goals, hold client meetings, and execute follow-up items
• Mentor teammates, help establish priorities and ensure the quality of others’ work

Qualifications

Equity compensation - ISO, NQSO, ESPP, RSU, 10b(5)1, 83(b)

Salary and Benefits

Summitry, LLC is an Equal Opportunity Employer