FINRA Licensed RIA Senior Specialist

A company is looking for a Consultant, RIA Senior Specialist.

Key Responsibilities

Handle incoming calls related to product types and financial processing requests

Provide subject matter expertise for various platforms and assist in training new staff

Identify and resolve operational and compliance issues while implementing process improvements

Required Qualifications

Bachelor's Degree

1-2 years of relevant experience

Holds Series 7 or is a subject matter expert in specific processing functions

Knowledge of the managed account industry

Proficiency with Microsoft Office