SOX Auditor Sr.

SOX Auditor Sr

The SOX Auditor Sr. is a part of the SOX Office, under the Controllership within Finance Huntington Bank's Sarbanes Oxley 404 (SOX) and FDICIA programs and overall Finance Risk agenda. SOX is a significant regulatory requirement, which requires management to document, assess and make representations about the effectiveness of its internal control structure surrounding financial reporting. Participation in this requires understanding of internal control activities, interpretation of the regulation and coordination of activities across the organization.

Duties and Responsibilities :

• Identify, document and assess key controls across Finance and the Business Segments, as well as work with the Segments to institute proper controls and remediation strategies.
• Communicate findings and recommendations to management, determine root causes, obtain management's action plan for remediation in a timely manner and track findings through resolution.
• Develop and manage working relationships with key stakeholders, including Risk Segment Officers and Business Process owners.
• Assist in the development and rollout of scoping methodology, testing strategy, and integrated SOX and operational risk framework.
• Track metrics and coordinate reporting to project working groups, steering committees, senior management and external auditors.
• Document control deficiencies which are clear, concise and provide value to management.
• Comfortable with documenting front-to-back process and product flows.
• Able to identify gaps between implemented controls and key risks and recommenced remediation actions.
• Perform other duties as assigned.

Basic Qualifications :

Preferred Qualifications :

Exempt Status : Yes

Workplace Type : Office