Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collec...
A company is looking for a Senior Manager, Ethics and Compliance Investigations. ...
This role is responsible for directly managing the commercial banking compliance team with oversight of front line unit compliance program components such as governance and culture, policies and procedures, compliance management processes, compliance structure and resources, and compliance monitorin...
A company is looking for a Quality & Compliance Manager. ...
As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The Partner Tax Preparation Advisors program (PTPA) team is a national team comprised of dedicated tax professionals who serve as trusted advisors that provide tax com...
A company is looking for a Principal Product Manager, Compliance. ...
Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change management. Makes recommendations for severity ratings to Senior Audit Manager (SAM)/Director. Experience performing internal audits, external audits, or applying audit, risk, or ...
Bright Vision Technologies has a immediate opportunity for a Audit Manager - Consumer Compliance based out of Charlotte, NC. Job Title: Audit Manager - Consumer Compliance Job Location: Charlotte, NC. Required: 7+ years of direct experience with consumer financial laws/regulations through direct res...
Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collec...
At Regions, the Enterprise Risk Testing Manager is a second line of defense risk management function that ensures the development and maintenance of a strong risk culture by developing and maintaining a program infrastructure that measures, monitors, and reports compliance with applicable laws, regu...
Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collec...
As a Manager, Compliance you will be responsible for oversight and implementation of compliance initiatives. Advise and consult on matters related to compliance with laws, regulations, applicable company policies, ethical behavior, and compliance trends. This role is responsible for assisting in the...
Integreon is seeking a full-time Manager to work as part of our fast-growing Subpoena Processing and Compliance (SPC) team in our Charlotte, N. As an SPC manager, you will assist the SPC Service Line Leader with various tasks associated with the provision of a suite of services related to various su...
RSM's Regulatory Compliance group is currently seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The Risk Advisory Services practice assists clients in managing operational, financial, compliance and technology risk, as wel...
Manager, Property Tax, to be based in Charlotte, N. This person will be responsible for managing and directing all activities regarding property tax research, planning, forecasting, audit defense and compliance as required by the organization. Engages with State & Local agencies in the execution of ...
At Regions, the Capital Markets Compliance Function Manager develops and maintains an effective compliance program to ensure compliance with applicable laws and regulations related to various aspects of the real estate banking and commercial lending services. Identifies, communicates, and develops c...
Financial Services Risk and Compliance Consulting Senior Manager. We are currently seeking a Financial Services Risk and Compliance Consulting Senior Manager to join our team in New York, New York (US-NY), or NYC, United States (US). Risk and Compliance Consulting Senior Manager. Risk and/or Complia...
The Compliance Manager provides leadership, direction and operational oversight for compliance programs. Review new debt, tax-equity, PPA or other agreements and any associated compliance checklists to determine compliance items to be tracked in the compliance system. Develop an understanding of and...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterpris...
We have an opportunity for a Compliance Manager to join the client's team. Maintain a compliance calendar including due dates and status of filings; quarterback input required from business team members for all compliance-related tasks. Collaborate with business partners on drafting and implementing...
Manager, Property Tax, to be based in Charlotte, N. This person will be responsible for managing and directing all activities regarding property tax research, planning, forecasting, audit defense and compliance as required by the organization. Engages with State & Local agencies in the execution of ...
Experience working in a compliance-related role, especially one involving export compliance. Oversee compliance related to post-approval reviews for export authorizations. Assist with training and trade compliance content’s training development,. Minimum of 10 years in export compliance. ...
Certified Regulatory Compliance Manager (CRCM). Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups. This position will serve as a member of the financial services client...
Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry. Plan, perform, and lead compliance and operational risk audits at the enterprise level. Design and perform compliance and operational risk audit procedures, i...