The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head of IPB Compliance. Representing Compliance to the business, providing appropriate advice and impact analysis with regard to relevant regulat...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Title : Export Compliance Analyst. Key Skills (Export) And (Sanctions) And (Regulations Or Compliance) And ("Export Administration Regulations"). ...
The Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. ...
Prior role as Compliance Officer, Quality Assurance Director or equivalent for a nonprofit, government or health care organization and/or extensive experience in compliance, risk management, or a related field in a senior leadership role. The Director of Compliance & Quality Assurance is responsible...
Working under the direction of the CEO, and in consultation with the Chief Mission Officer and Chief Financial Officer, this position also designs, implements and maintains all areas of accountability of a formal compliance program. The Director of Compliance & Quality Assurance manages a team of 2-...
Prior role as Compliance Officer, Quality Assurance Director or equivalent for a nonprofit, government or health care organization and/or extensive experience in compliance, risk management, or a related field in a senior leadership role. The Director of Compliance & Quality Assurance is responsible...
Furthermore, you will be developing and executing Export Compliance Awareness trainings, developing and implementing compliance processes and procedures. What are we looking for in our Export Compliance Analyst?. Information Technology team at Russell Tobin & Associates. This is an extraordinary opp...
Quality and Security Compliance Manager. The Compliance position involves a blend of quality assurance tasks, ISO audit responsibilities, and security compliance duties, all aimed at maintaining the highest standards of operational excellence. Provide ISO and Electrostatic Discharge (ESD) training t...
Our client is an emerging Credit Union looking to add an Associate General Counsel to their growing legal department sitting out of their Orange County office. This is an exciting opportunity to get exposure across various levels of the business and work closely with the General Counsel and have vis...
Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ. Develop and/or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML a...
A dynamic and experienced Chief Operating Officer (COO) is sought to lead operational functions, including IT, Supply Chain, Logistics, Warehouse/Distribution, and overall operational excellence. ...
The Chief Operating Officer will have responsibilities in four key areas that are critical to LAFLA’s success:. The Chief Operating Officer is a full-time, exempt position. ...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...