Internal Auditor | Internal Audit Associate for prestigious global Financial Services firm

Internal Auditor

Our Client, a leading global investment management firm is seeking an Internal Audit Associate to join its growing team. This role is responsible for executing operational, financial, and regulatory internal audits (no SOX testing involved) across a complex business environment. The ideal candidate will bring a risk-focused mindset, strong analytical capabilities, and a proactive approach to continuous improvement.

Responsibilities :

Identify operational, compliance, financial, and reputational risks through audit and consulting activities

Plan, execute, and report on the full audit lifecycle

Conduct walkthroughs of key processes and perform substantive testing

Apply data analytics to detect risk patterns and trends

Identify use cases for artificial intelligence in audit procedures

Prepare clear, concise workpapers documenting audit procedures and conclusions

Develop and communicate audit findings and recommendations to stakeholders

Provide guidance on control strengths, weaknesses, and improvement opportunities

Monitor due dates and follow up on management action plans

Conduct validation testing for remediated audit issues

Build and maintain strong relationships with internal stakeholders

Contribute to administrative tasks such as status reporting and budget tracking

Participate in internal and external professional development activities

Support ad hoc projects and other assigned responsibilities

Qualifications :

Bachelor’s degree in Accounting, Finance, or a related field

CPA or CIA certification preferred from Top National CPA firms

2–4 years of internal audit and / or public accounting, audit, assurance experience

Familiarity with SOX 404, auditing standards, business practices, and risk management principles

Ability to analyze complex data and synthesize insights

Strong presentation and communication skills, including to senior stakeholders

Experience using data analytics to support audit findings

Proficient in Microsoft Word, Excel, Outlook, and PowerPoint

Key Attributes :

Strong interpersonal, written, and verbal communication skills

Problem-solving ability and sound judgment

Critical thinker with intellectual curiosity and initiative

Excellent time management; able to manage multiple tasks and deadlines

Flexible, collaborative, and maintains high professional integrity

Compensation :

Base Salary :  up to $120,000 DOE

Discretionary bonus eligibility [approx 10%)

Comprehensive benefits package

Flexible work arrangements [hybrid schedule 3 days onsite]