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Principal Auditor - Cyber, Risk and Analysis Technology Audit
Principal Auditor - Cyber, Risk and Analysis Technology AuditCapital One • Charlotte, NC, US
Principal Auditor - Cyber, Risk and Analysis Technology Audit

Principal Auditor - Cyber, Risk and Analysis Technology Audit

Capital One • Charlotte, NC, US
6 days ago
Job type
  • Full-time
Job description

Overview

Principal Auditor - Cyber, Risk and Analysis Technology Audit. Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for growth.

Capital One is seeking an energetic, self-motivated Principal Technology Auditor with experience evaluating and analyzing technology and cybersecurity risks, focusing on audits of critical technology functions including cloud-based technology implementations, application controls, and cybersecurity risks.

Responsibilities

  • Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, and assist in leading components of small to medium size audits.
  • Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures.
  • Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of various types of risk affecting the business and critical technology functions.
  • Establish and maintain good client relations during engagements. Communicate or assist in communicating audit results to management via written reports and oral presentations.
  • Identify client expectations and take actions to support the client experience.
  • Prepare clear, organized, and complete documentation to support work performed.
  • Self-prioritize and effectively plan own work activities, managing multiple priorities and tasks across the team to deliver quality results.
  • Coordinate with others and proactively take on additional work.
  • Deliver appropriate, succinct, organized information, tailoring communication style to the audience.
  • Communicate information, issues, and audit progress to teammates, clients, and the audit lead.
  • Perform various aspects of engagement administration, including hours and budget tracking.
  • Provide periodic on-the-job coaching and direct supervision over less experienced associates.

Ideal Teammate

  • You are a critical thinker who seeks to understand the business and its control environment.
  • You believe insight and objectivity are core elements to providing assurance on governance, risk management, and internal control processes.
  • You possess a relentless focus on quality and timeliness.
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based on shared risk objectives and trust to deliver business impact and elevate Audit's value proposition.
  • You believe that data, innovation, and technology will enhance auditing through data analytics and technical expertise.
  • You are a teacher who leads by example and coaches others, guiding change with candor and optimism.
  • You foster trust, collaboration, and belonging to attract, hire, and retain top talent.

    • Travel Expectations

    The associate is expected to travel an average of 10-15% of the time.

    Qualifications

    Basic Qualifications

  • Bachelor's Degree or military experience
  • At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination
  • At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)
  • At least 2 years of experience in managing components of audit engagements, project management or a combination
  • At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding

    • Preferred Qualifications

  • Certifications related to Cloud, Cyber or Technology Operations (e.g., Cloud provider certifications, CISSP, CISM)
  • 1 year of experience with payment technologies and cloud-based environments
  • Certifications related to Auditing (CIA, CISA)
  • 4+ years of experience with IT control frameworks
  • 2+ years of experience in planning and leading audits
  • 2+ years of experience auditing cyber or information security
  • 1+ years of experience auditing emerging technologies
  • 1+ years experience in cloud computing (AWS, GCP, Azure) and controls, or auditing cloud controls
  • 1+ years of experience in risk and data management
  • 1+ years experience performing data analysis in support of internal auditing

    • Additional Information

    This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Salary ranges are location-based and may vary. This role is also eligible for performance-based incentive compensation. Capital One is an equal opportunity employer (EOE, including disability / vet). Capital One will consider applicants with criminal history in a manner consistent with applicable laws. Accommodation requests can be directed to RecruitingAccommodation@capitalone.com.

    This role is expected to accept applications for a minimum of 5 business days. No agencies please.

    Location-based Salary Ranges

    Charlotte, NC : $115,900 - $132,200; Chicago, IL : $115,900 - $132,200; McLean, VA : $127,500 - $145,500; New York, NY : $139,100 - $158,700; Plano, TX : $115,900 - $132,200; Richmond, VA : $115,900 - $132,200; Riverwoods, IL : $115,900 - $132,200. Other locations will follow the pay range for that location. This role may include incentive compensation.

    Capital One offers comprehensive benefits. Eligibility varies by employment status. For accommodations or recruiting process questions, contact Capital One.

    Legal

    Capital One is an equal opportunity employer. This description is not a contract and may be changed at any time.

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