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FINRA Licensed RIA Specialist
VirtualVocationsHumble, Texas, United States7 days ago
Job type
- Full-time
Job description
A company is looking for a Consultant, RIA Senior Specialist.
Key Responsibilities
Handle incoming calls regarding product types, investment information, and financial processing requests
Provide subject matter expertise for internal platforms and assist in training new staff
Identify and resolve operational and compliance issues while improving processes for efficiency
Required Qualifications
Bachelor's Degree
1-2 years of relevant experience
Holds Series 7 or is a subject matter expert in specific processing functions
Knowledge of the managed account industry
Proficiency with Microsoft Office
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Licensed Specialist • Humble, Texas, United States
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