Key Responsibilities:Primary owner of inbound money movement across target mass market segmentConduct phone-based meetings with select prospects and customers to provide guidance throughout the funding processEducate customers on using tools and strategies for product adoptionRequired Qualifications...
Key Associate responsibilities include: building complex financial models used to evaluate investment opportunities, preparing and presenting investment memoranda for senior team members, supporting origination efforts and deal structuring / negotiation, and working with cross functional teams to co...
Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale Americas Securities, LLC, a FINRA broker-dealer, to ensure compliance and practices with Investment Company Act of 1940, as well as Securities...
The Investor Relations team liaises with multiple groups across the firm on a day-to-day basis, including investment teams, risk, and operations. ...
Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale Americas Securities, LLC, a FINRA broker-dealer, to ensure compliance and practices with Investment Company Act of 1940, as well as Securities...
Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills you’ve learned by growing and deepening relationships within a portfolio of clien...
Be part of Data Engineering team responsible for all market data in the firmDesign and implement data-ingestion and data-processing pipelines and tools for a diverse range of datasets using Python, Linux and AWS Cloud platform.Work with variety of backend database storage systems including MS SQL Se...
Our company is a leading investment firm that creates risk-adjusted returns for its investors across a wide variety of fundamentals-based, credit focused investment opportunities around the world. Prepare and present comprehensive investment memoranda and investment committee materials. Working clos...
Conduct regular internal and external vulnerability scans.Work with the Engineering and Support teams to ensure remediationReview and update security policies and guidelines regularly to ensure they remain compliant with regulations and best practices.Collaborate with the Engineering team to regular...
Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Support Advisors book of business in...
Investment Banking firm founded in 1876, offers a full suite of investment banking and capital markets products and services. We are seeking a highly experienced and dynamic Managing Director of Investment Banking to join our investment banking division. Managing Director - Investment Banking. The i...
Capstone, as an Investment Manager, receives a management fee from each of its funds, which the Fund Accounting team is responsible for maintaining the books and records for. ...
Minimum 5 years’ experience in the investment management industry specifically within business development in the Alternative Investments space. Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goa...
Capstone’s 5 Summer Internship is a 10 week summer program.You will be given a project that is both educational and a value add to the business, at the end of the summer you will present your project to the senior leadership team.Throughout the program you will attend educational sessions given by s...
This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including render...
As an Investment Advisor within PNC Investments, you will be based in [city/state location of position] at the [branch name] branch. As an Investment Advisor within PNC Investments, you will be based at Madison Ave. In partnership with branch manager and/or investment sales associate, leads the bran...
BNY Mellon Advisors design and implement investment strategies that are bespoke to client needs and objectives using a myriad of asset classes, investment strategies, and overlays. The business constructs and manages multi-asset, multi-manager investment strategies using both proprietary and third-p...
BNY Mellon Advisors design and implement investment strategies that are bespoke to client needs and objectives using a myriad of asset classes, investment strategies, and overlays. The business constructs and manages multi-asset, multi-manager investment strategies using both proprietary and third-p...
Capstone’s 5 Summer Internship is a 10 week summer program.You will be given a project that is both educational and a value add to the business, at the end of the summer you will present your project to the senior leadership team.Throughout the program you will attend educational sessions given by s...
American Century Investments® is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting research that can improve human health and save lives. Founded in 1958, the firm’s 1,400 employees serve financial professionals, inst...
Key responsibilities for the Investment Advisor Consultant include:. The Investment Advisor Consultant should have the following background:. The offer for the successful Investment Advisor Consultant includes a competitive hourly pay rate for the duration of a 7-month contract with opportunity to c...
Has at least one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services. Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with c...
Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills you’ve learned by growing and deepening relationships within a portfolio of clien...
Capstone considers applications for employment without regard to all applicable protected characteristics, including race, color, religion, ethnicity, national origin, gender, sexual orientation, gender identity or expression, age, parental status, veteran status, or disability status....
Has at least one year experience in the investments industry, including investment training and in-depth knowledge of investment products and services. Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with c...