Talent.com
Trust Point
Compliance OfficerTrust Point • Minneapolis, MN, USA
Compliance Officer

Compliance Officer

Trust Point • Minneapolis, MN, USA
Hace más de 30 días
Tipo de contrato
  • A tiempo completo
Descripción del trabajo

EXPERIENCE OUR CULTURE! JOIN OUR TEAM!

Recognized as a "Best Place to Work" for the 6th year in a row by Business Intelligence Group, Trust Point Inc. of Minneapolis is looking to hire a full-time Compliance Officer to join our team. We are looking for an individual that will use their background in accounting or finance and passion for compliance to oversee our corporate compliance strategies.

We offer a complete line of benefits including, health, dental, life, long term disability, paid holidays and paid vacation. In addition, we also offer a very generous 401k and profit-sharing plan.

ABOUT TRUST POINT INC.

For more than 100 years, Trust Point has provided a wide array of trusted financial services to individuals, families, businesses and charitable organizations. It is our goal to provide outstanding client service in order to help our clients achieve their financial goals.

Our success is a direct result of the caliber of the team we recruit. We value each of our staff members and their input. We are supportive, not only to our clients but to each other. Our CEO embodies our supportive culture and has an open-door policy. We love to show our appreciation and provide fun and unique perks throughout the year like locally sourced steaks, produce, cheese and homemade apple pies!

A DAY IN THE LIFE OF A COMPLIANCE OFFICER

  • Maintain a risk assessment program including assistance with risk evaluations
  • Responsible for the oversight and testing of the Company Policy and Procedure Manual
  • Oversight of the Regulation 9 Review Program
  • Corporate wide strategic and reputational risk
  • Consistent focus on current and prospective regulatory and industry changes
  • Train staff regarding regulatory and policy changes
  • Support the internal auditor
  • Coordinate internal and external audit coverage
  • Chair the Risk Committee
  • Responsibility for adhering to regulations and internal policies, as well as responding to escalating risk issues and policy changes in a timely manner.

Requirements:

  • College degree in accounting.
  • CPA is preferred, CIA (Certified Internal Auditor) or CFIRS (Certified Fiduciary & Investment Risk Specialist), if possible.
  • Some experience in public accounting and preferably in the audit area.
  • Sufficient compliance, organizational, and technical skills.
  • Ability to communicate both orally and in writing with others in the company and report results to management, Audit Committee and vendors, as needed.
  • High degree of confidentiality.
  • Good problem-solving skills and ability to work independently.

This position requires excellent communication and interpersonal skills which include: relationship development, listening, oral and written communication, decision making, organizing, executing and implementing plans, team building and work coordination.

Crear una alerta de empleo para esta búsqueda

Compliance Officer • Minneapolis, MN, USA

Ofertas similares

Specialist Lead, Risk and Compliance Services

DeloitteMinneapolis, MN, United States
A tiempo completo

Position Summary Do you thrive in a fast-paced environment? Are you looking to make an impact across a large organization? Deloitte's US Ethics Office is currently seeking a Specialist Lead to sup... Mostrar más

 • Oferta promocionada

VP - Commercial Loan Officer Z3

Royal Credit UnionMinneapolis, MN, United States
A tiempo completo

Do you thrive on building relationships, driving business growth, and structuring complex lending solutions? Become a VP Commercial Loan Officer at Royal Credit Union! In this role, you'll develop ... Mostrar más

 • Oferta promocionada

Bank Secrecy Act Specialist

Bridgewater BankMinneapolis, MN, United States
A tiempo completo

We are looking for a diligent and detailed oriented BSA Specialist to join our Compliance and BSA team in St.Reporting to the BSA Manager, this position provides support in the execution of the Ban... Mostrar más

 • Oferta promocionada

Nutrition Services Systems and Compliance Specialist

Minnesota Valley Education DistrictMinneapolis, MN, United States
A tiempo completo

Nutrition Services Systems & Compliance Specialist.Mankato Area Public Schools is seeking a full-time dedicated and qualified individual to join our team as the Nutrition Services Systems & Complia... Mostrar más

 • Oferta promocionada

Loan Officer

Caliver Beach MortgageMinneapolis, MN, United States
A tiempo completo

Become Your Own Boss At Caliver Beach Mortgage.Do you have strong relationship building skills? Have you built your business largely on referrals? Are you an entrepreneur at heart? If so, then we h... Mostrar más

 • Oferta promocionada

Compliance Specialist - Regional Office Based (Hybrid)

DominiumMinneapolis, MN, United States
A tiempo completo

Compliance Specialist - Regional Office Based (Hybrid).Dominium is helping tackle the affordable housing crisis and we're looking for motivated candidates to join our team and advance our mission.... Mostrar más

 • Oferta promocionada

CONTRACTING OFFICER REPRESENTATIVE

US NavyMinneapolis, MN, United States
A tiempo completo

You will determine alternatives to procurement procedures for proper completion of contracting assignments.You will inspect completed contract work to identify deficiencies that require correction.... Mostrar más

 • Oferta promocionada

Trust Officer Sr

UMBMinneapolis, MN, United States
A tiempo completo

Fiduciary Relationship Manager.Build long-term client relationships and enhances existing relationships through quality customer service, including anticipating client needs, clear communications, ... Mostrar más

 • Oferta promocionada

Compliance Consultant - Remote

Phenom PeopleEden Prairie, MN, United States
Teletrabajo
A tiempo completo

Optum is a global organization that delivers care, aided by technology to help millions of people live healthier lives.The work you do with our team will directly improve health outcomes by connect... Mostrar más

 • Oferta promocionada

Apprenticeship & IRA Compliance Leader

Black & VeatchMinneapolis, MN, United States
A tiempo completo +2

Apprenticeship & IRA Compliance Leader.Date: Jul 8, 2026 Location: Overland Park, KS, US Orlando, FL, US Greenwood Village, CO, US Cary, NC, US Houston, TX, US Tualatin, OR, US Phoenix, AZ, US Ann ... Mostrar más

 • Oferta promocionada

Healthcare Systems Revenue Cycle Compliance Auditor

divvyDOSEEden Prairie, MN, United States
A tiempo completo

Healthcare System Revenue Cycle Compliance Auditor.UnitedHealth Group is a health care and well-being company that's dedicated to improving the health outcomes of millions around the world.We are c... Mostrar más

 • Oferta promocionada

Senior Compliance Specialist (Hybrid)

Intact Insurance Specialty SolutionsMinneapolis, MN, United States
A tiempo completo

Senior Compliance Specialist (Hybrid).Our employees are at the heart of what we do: helping people, businesses and society prosper in good times and be resilient in bad times.When you join our team... Mostrar más

 • Oferta promocionada

Prin Credit Officer Risk

Compeer FinancialLakeville, MN, United States
A tiempo completo

Compeer Financial is a member-owned cooperative located in Illinois, Minnesota and Wisconsin.We bring together team members with a variety of backgrounds and experiences to help provide financial s... Mostrar más

 • Oferta promocionada

Compliance Analyst

Novon ConsultingMinneapolis, MN, United States
A tiempo completo

Minneapolis, MN, United States.Licenses SIE, Series 7TO, Series 63, Series 24 (Series 16, 86/87, 57 also a plus but not required).Experience minimum of 3 years Compliance/Supervisory experience.Som... Mostrar más

 • Oferta promocionada

Compliance Director Equity Sales & Trading

Piper SandlerMinneapolis, MN, United States
A tiempo completo

At Piper Sandler, we connect capital with opportunity to build a better future.We believe that diverse teams with unique backgrounds, skills and experiences yield more innovative solutions.This is ... Mostrar más

 • Oferta promocionada

VP/Credit Officer III - Equipment Finance

Bell BankMaple Grove, MN, United States
A tiempo completo

The VP Credit Officer will underwrite, decision or make credit recommendations for equipment loan and lease transactions ranging from $50,000 to $1,000,000+ that originate from vendor, direct and ... Mostrar más

 • Oferta promocionada

Specialist II Compliance

EnbridgeMinneapolis, MN, United States
A tiempo completo

At Enbridge, we are committed to delivering safe, reliable energy while advancing operational excellence, innovation, and business value through strong governance and ethical business practices.We ... Mostrar más

 • Oferta promocionada

Healthcare Systems Revenue Cycle Compliance Auditor

UnitedHealthcare At HomeEden Prairie, MN, United States
A tiempo completo

Healthcare System Revenue Cycle Compliance Auditor.UnitedHealth Group is a health care and well-being company that's dedicated to improving the health outcomes of millions around the world.We are c... Mostrar más

 • Oferta promocionada

Healthcare Systems Revenue Cycle Compliance Auditor

UnitedHealthcareEden Prairie, MN, United States
A tiempo completo

Healthcare System Revenue Cycle Compliance Auditor.UnitedHealth Group is a health care and well-being company that's dedicated to improving the health outcomes of millions around the world.We are c... Mostrar más

 • Oferta promocionada

Healthcare Systems Revenue Cycle Compliance Auditor 2369955 | Eden Prairie, Minnesota | Remote

Genoa TelepsychiatryEden Prairie, MN, United States
Teletrabajo
A tiempo completo

Healthcare System Revenue Cycle Compliance Auditor.UnitedHealth Group is a health care and well-being company that's dedicated to improving the health outcomes of millions around the world.We are c... Mostrar más