Compliance officer jobs in Quincy, MA
Compliance Officer - Investment Compliance
THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages.. Leads a team of compliance professionals. Ensures daily, weekly, monthly and other interval controls are..
Health Care Compliance Officer
Compliance Officer. Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy.. directs compliance issues to appropriate channels for investigation or resolution. Coordinates..
Senior Compliance Officer
POSITION We are seeking a knowledgeable and motivated Compliance professional to support Allspring's.. model delivery, discretionary trading, etc.). Reporting into the Chief Compliance Officer of Allspring..
Compliance Officer III
As relevant. to the requisition. The overall mission of the Compliance Officer is to process driver applications from TNCs. request information from police departments, courts, and other..
Senior Compliance Oversight Officer, Investments
Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments (Chicago or open to.. Your impact as a Senior Compliance Oversight Officer, Investments Aon Investments USA's (AIUSA..
Associate Research Compliance Officer
Responsibilities Assists the Research Integrity Officer (RIO) and other team members with research.. maintains and oversees research compliance policies and procedures of the Institute.Stays current with..
QUALITY ASSURANCE OFFICER, Research Compliance
QUALITY ASSURANCE OFFICER, Research Compliance Tracking Code23500588220424Job Description The Office of.. Additional responsibilities include conducting facility audits in selected areas for compliance with..
Chief Compliance Officer
A newly created position and exceptional opportunity for a knowledgeable compliance executive to join a.. The Chief Compliance Officer (CCO) will be responsible for developing and overseeing HSL's enterprise..
QUALITY ASSURANCE OFFICER, Research Compliance
QUALITY ASSURANCE OFFICER, Research Compliance Tracking Code Job Description The Office of Research.. Additional responsibilities include conducting facility audits in selected areas for compliance with..
Swap Dealer Compliance, Vice President
Who we are looking for State Street Swap Dealer Compliance team seeks a Compliance Officer to advise.. Knowledge of CFTC & NFA swap regulations is preferred to enhance the compliance program and assist the..
Chief Compliance Officer
A newly created position and exceptional opportunity for a knowledgeable compliance executive to join a.. The Chief Compliance Officer (CCO) will be responsible for developing and overseeing HSL's enterprise..
Compliance Officer, Assistant Vice President, Onsite
Who we are looking for We are seeking to recruit an enthusiastic Compliance professional, to join our.. The position is for a self motivated Compliance Officer with technical aptitude providing regulatory and..
Compliance Officer, Assistant Vice President, Onsite
Business community. Who we are looking for We are seeking to recruit an enthusiastic Compliance.. The position is for a self motivated Compliance Officer with technical aptitude providing regulatory and..
Compliance Officer - Mutual Funds
The team also leads our oversight of more than 20 subadvisors and service providers to the funds.Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of..