Chief Compliance Officer: Average Salary in Chicago, IL in 2024

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Supervising various aspects of the compliance program, including managing a team of junior to senior-level comp...

Identify and correct deficiencies in compliance processes and procedures that may lead to internal and/or regulatory non-compliance. Execute compliance monitoring test work on behalf of the trust, including market timing, code of ethics, compliance with trust procedures, and annual testing and repor...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. Regularly report compliance operations...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. Chief Compliance Officer, B2B Payments...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. NYC 299 Park Avenue (22957), United ...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Work closely with management and members of the SXM compliance team and other functional areas across the firm ensuring an appropriate compliance framework to meet the firm’s compliance and regulatory obligations. Responsible for identifying areas of compliance improvement, strategize solutions to i...

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program. Supervising various aspects of the compliance program, including managing a team of junior to senior-level comp...

The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. General Counsel & Chief Compliance Officer. Within the Business Department, the Compliance and Legal team serves in an adviso...

A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago. This individual will as a strategy partner in the continued design, execution and implementation of the US compliance framework. Lead the streaml...

As a key member of DRW’s Compliance leadership team, the Deputy Chief Compliance Officer will have responsibility for a broad range of compliance work, with particular emphasis on partnering with DRW’s Global Head of Compliance and Chief Compliance Officer to administer the firm’s Compliance Program...

Chief Compliance Officer Regal Securities, Inc. Chief Compliance Officer (CCO)  based at its headquarters in Glenview, Illinois. Our well-established Chicago area investment brokerage and Registered Investment Advisory firm is searching for a motivated individual to lead the Compliance Departme...

Work closely with management and members of the SXM compliance team and other functional areas across the firm ensuring an appropriate compliance framework to meet the firm’s compliance and regulatory obligations. Responsible for identifying areas of compliance improvement, strategize solutions to i...

The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. Coordinate compliance roles and responsibilities with the enterprise compliance team. The candidate will serve as an advisor for Robinhood Fi...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. NYC 299 Park Avenue (22957), United ...

Develop and enforce policies and procedures to meet integrity standards andply with federal, state, and local laws.Adapt internalpliance directives as business and regulatory environments evolve.Provideprehensive trainingpany wide to ensure employees and the Board of Directors understand and adhere ...