Key Responsibilities:Develop relationships with designated lines of business and provide oversightKeep abreast of new laws and regulations, assist with regulatory compliance exams, and participate in projects related to mitigating riskAssist with issues management and resolution, provide independent...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
A company is looking for a BSA Officer. ...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
A company is looking for a Global Deputy Chief Compliance Officer (Global Compliance Lead). ...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO's Global Chief Compliance Officer to administer the firm's...
Ensure compliance with Information Technology (IT) and ISO standards by tracking and implementing statutory and regulatory requirements. Investigate customer complaints and non-conformance issues relating to ISO compliance. ...
PIMCO seeks a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of PIMCO’s Legal and Compliance Department. The Compliance Officer will be responsible for supporting the Funds’ Chief Compliance Officer and the US Registered Funds team in:. Senior Vice Presi...
Customer Service & Compliance Officer (Sonoma, CA)**. The position of **Customer Service & Compliance Officer** is responsible for assisting in the production of domestic and export sales orders, sku set up and management across our wholesale network, ensuring Cline Cellars and its subsidiaries ar...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Job Posting: Associate Insurance Compliance Officer (AICO). JC-432329 - Associate Insurance Compliance Officer (AICO). ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. Under direction of a Supervising Insurance Compliance Officer, the incumbent independently investigates, mediates, r...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Ensure compliance with Information Technology (IT) and ISO standards by tracking and implementing statutory and regulatory requirements. Investigate customer complaints and non-conformance issues relating to ISO compliance. ...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...
A company is looking for a Senior Compliance Specialist. ...
A company is looking for a Corporate Compliance Senior Manager - Community Reinvestment Act (CRA). ...
A company is looking for a Director of Compliance. ...
A company is looking for a Senior Director of People & Empowerment. ...
A company is looking for a Chief Security Officer. ...