Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other functions to help ens...
PIMCO seeks a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of PIMCO’s Legal and Compliance Department. The Compliance Officer will be responsible for supporting the Funds’ Chief Compliance Officer and the US Registered Funds team in:. Senior Vice Presi...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
The Fair Lending Compliance Officer will be responsible for managing the Fair Lending Program to ensure the organization is operating in compliance with fair lending, anti-predatory and unfair, deceptive and abusive laws and regulations. Fair Lending Compliance Officer. This role will provide ongoin...
Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...
Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
As a key member of the compliance department, the Compliance Advisory Manager will take primary responsibility for working with and advising business and product owners on compliance requirements related to Finfare's regulated financial product businesses. Finfare is seeking a highly motivated C...
Our client is a fast growing privately owned construction company looking for a General Counsel. The General Counsel will examine and draft IT, employment, real estate and vendor contracts, manage copyrights and trademarks, and preserve business records such as minutes of meetings and resolutions. T...
A nonprofit developer and management organization specializing in quality affordable housing for senior citizens based in the San Francisco Bay Area is seeking a Chief Operations Officer (COO). The COO, reporting directly to the Chief Executive Officer (CEO) will manage Property Operations, Asset Ma...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...
PROFESSIONAL LIABILITY INSURER.The ideal candidate will have significant experience doing primarily or exclusively coverage work for an insurer or law firm and experience managing junior coverage attorneys with minimal outside supervision.Investigating coverage, generating coverage memos and letters...
Our client, a prominent national law firm, is seeking a Team Lead, Partner or Counsel who focuses on general liability for their LA office. This position may be a Counsel or Partner title. ...
We are looking for an in-house General Counsel (GC) to join our team. Identify potential areas of compliance vulnerability and risk; develop corrective action plans for resolution of any identified issues, and provide general guidance on how to avoid or deal with similar situations in the future. De...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
This is a full-time hybrid role for a Compliance and Cybersecurity Manager position. The Compliance and Cybersecurity Manager will be responsible for ensuring that Stell complies with industry regulations related to cybersecurity. Act as the certifying compliance officer, potentially growing into a ...
Prominent firm is growing and seeking to add a Senior Counsel or Partner level attorney for their Los Angeles office. Ideal candidate will have 7+ years of experience in one or more of the following practice areas: General Liability, Construction, Transportation, Premises Liability, Catastrophic Per...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...
Frederick Fox is representing an Insurance company located in Irvine, CA locate a Chief Operating Officer. This is a full-time on-site role for a Chief Operating Officer at Frederick Fox located in Irvine, CA. The Chief Operating Officer will be responsible for daily operations management, business ...