As the Compliance Officer, this person will oversee the compliance program, including training and implementation throughout the organization. Title: BSA and Compliance/CRA Officer. As Compliance/Community Reinvestment Act (CRA) Officer, this individual will be responsible for ensuring the bank comp...
Financial Aid Compliance Officer (FT), MFRE13586SFA. Financial Aid Compliance Officer (FT), MFRE13586SFA. Leading with a student-centered focus, this role coordinates and completes financial aid data analysis activities, assessments, and reporting requirements for quality assurance and compliance wi...
Financial Aid Compliance Officer (FT), MFRE13586SFA. Financial Aid Compliance Officer (FT), MFRE13586SFA. Leading with a student-centered focus, this role coordinates and completes financial aid data analysis activities, assessments, and reporting requirements for quality assurance and compliance wi...
A reputable and growing trading firm in Chicago is looking to bring on a Senior Compliance Officer to its expanding compliance team. The ideal candidate will be someone who has worked extensively throughout the proprietary trading sector with securities and options and can jump into a variety of act...
Compliance Officer Responsibilities:. Compliance Officer Requirements:. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency regulations related to consumer loans, marketing and more...
A rapidly growing Registered Investment Advisor is looking to bring on a new Chief Compliance Officer to their team. The ideal candidate will be someone who has 8+ years of experience working within a RIA, covering a variety of compliance matters and able to help build the framework at the firm. Per...
VP – Compliance / BSA Compliance Officer – Up to $115K – Dallas, TX – Job # 2086Who We Are. Coordinating, supervising, and supporting the bank’s compliance-related programs, such as compliance training, compliance testing and reporting, disaster recovery, contingency planning, and records warehousin...
Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement, and monitor effective compliance programs and policies to ensure the company’s adherence to relevant laws, regulations, and ethical standards. EXCLUSIVE — Our client, a leading, public, technology manufa...
Compliance Officer Responsibilities:. Compliance Officer Requirements:. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency regulations related to consumer loans, marketing and more...
This role is part of the Distribution Compliance team, which is one of five subgroups within the larger Legal and Compliance team (the other subgroups are Investment Partner Oversight, Investment Management Compliance, Regulatory Compliance and Examinations, and Legal). The Legal and Compliance team...
Tax Exempt and Government Entities, Exempt Organizations and Government Entities, Examinations, Compliance and Review. Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolv...
As the Compliance Officer, this person will oversee the compliance program, including training and implementation throughout the organization. Title: BSA and Compliance/CRA Officer. As Compliance/Community Reinvestment Act (CRA) Officer, this individual will be responsible for ensuring the bank comp...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. If you are not in compliance, you will be determined unsuitable for employment with IRS. ...
As the Compliance Officer, this person will oversee the compliance program, including training and implementation throughout the organization. Title: BSA and Compliance/CRA Officer. As Compliance/Community Reinvestment Act (CRA) Officer, this individual will be responsible for ensuring the bank comp...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Assure that Compliance Program reports are produced for the Chief Executive Officer, Board of Directors, and/ or the Audit and Compliance Committee of the Board of Directors, as directed by the Chief Corporate Compliance Officer. The Compliance Officer is responsible for the ongoing development, imp...
Lending Compliance & Risk Officer,. Executes Compliance and Risk Program requirements such as regulatory change management, risk assessments, issue management, third party risk management, training, metrics and reporting. Provides subject matter expertise to business partners on how to mitigate ...
The CAO role is one of a seasoned multi-disciplinary expert with extensive business and industry knowledge related to risk management and compliance focused on the execution of the Financial Crimes Compliance strategic direction. Under general supervision, the Chief Administrative Officer (“CAO”) is...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Our bank client is seeking to fill a Hybrid Remote BSA Compliance Officer role in the Minneapolis, MN market. BSA Compliance Officer responsibilities include:. The successful candidate will be responsible for coordinating the development, implementation, and administration of all aspects of the BSA/...
The Compliance Officer is responsible for the development, implementation, and maintenance of an effective compliance program to ensure adherence to all relevant laws, regulations, and company policies. They are tasked with providing guidance and oversight to ensure compliance with regulations set b...
The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...
The Compliance Officer oversees all activities related to compliance with federal or state laws and regulations governing the privacy of health information. Compliance Officer/Patient Advocate. This includes the development, implementation, and maintenance of policies and procedures related to the p...
The Compliance Officer – FCM Advisor provides compliance advisory services for the FCM (futures commission merchant) entity as well as related IBs (introducing brokers), GIBs (guaranteed income bonds), and swap dealers. Compliance and Compliance Officers play a crucial role in ensuring th...
Compliance and Compliance Officers play a crucial role in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non-complia...