I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO). At least 10+ years of experience as a Chief Compliance Officer. At least 10+ years of experience as a Chief Compliance Officer. They are looking for someone with extensive experie...
Lending Compliance & Risk Officer,. Executes Compliance and Risk Program requirements such as regulatory change management, risk assessments, issue management, third party risk management, training, metrics and reporting. Provides subject matter expertise to business partners on how to mitigate ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO). At least 10+ years of experience as a Chief Compliance Officer. They are looking for someone with extensive experience in a FINRA/SEC compliance environment. Compliance industry l...
I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO). At least 10+ years of experience as a Chief Compliance Officer. They are looking for someone with extensive experience in a FINRA/SEC compliance environment. Compliance industry l...
I'm recruiting for a financial services client who has an immediate need for a full-time Chief Compliance Officer (CCO). At least 10+ years of experience as a Chief Compliance Officer. At least 10+ years of experience as a Chief Compliance Officer. They are looking for someone with extensive experie...
Imrecruiting for a financial services client who has an immediateneed for a fulltime Chief Compliance Officer (CCO). Atleast 10 years of experience as a Chief ComplianceOfficer. At least 10+ years of experience as a Chief Compliance Officer. They are looking for someone with extensive experiencein a...
System Security Compliance Officer 2:. The System Security Compliance Officer 2 role is to ensure the secure operation of mission computer systems, including servers, workstation, and network infrastructure in accordance with Computer Network Defense (CND) directives, internal processes and procedur...
The Chief Compliance Officer (CCO) (Compliance Officer Lead) provides administration, vision, strategic direction, coordination, and implementation of a comprehensive and cohesive compliance and ethics program at Utah State University (USU). Demonstrated knowledge of market practices in development ...
Under general direction of the Senior Director, Diversion Control and Federal Investigations, and working closely with the Director of the Diversion Control, responsible for supporting all pharmacy inspections, pharmacy data analysis, and liaison with state and federal pharmacy regulatory authoritie...
IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. Provide detailed and accuratereviews and answer client inquiries about compliance matters. ...
The Associate Athletics Director of Compliance is a key member of the athletics department executive leadership team responsible for ensuring adherence to NCAA, conference, and institutional rules and regulations governing intercollegiate athletics. Monitor and interpret NCAA legislation to ensure c...
The General Counsel is a strategic advisor, able to provide advice quickly in fast moving situations, in a wide array of scenarios with a view towards not only legal impacts, but also internal stakeholders, external constituencies, local community, and broader public relations, as well as the more g...
IMA's Certificate Compliance (IMACC) team is seeking an Operations Manager! This personwill be responsible for overseeing the operations of the IMACC team by furthering the IMACC team objectives and results primarily by developing appropriate processes, organizing client data, and coordinating onboa...
As the Facility Security Officer (FSO), you'll coordinate and perform routine to intermediate security tasks to ensure compliance with contractual, program and security requirements. This will include participating in the administration and coordination of one or more security programs/activities, c...
Reporting matters such as compliance with goals and workplace incidents to the Chief Executive Officer (CEO). We are currently seeking a passionate COO to provide the leadership, management, and vision necessary to ensure the proper operational controls, administrative and reporting procedures to gr...
Title: Financial Compliance Manager. Reviews procurement activities, contract administration, cost accounting practices, and other relevant areas to identify potential compliance issues and recommends policy and procedure updates or process improvements to ensure compliance. This role focuses on acc...
Provide compliance guidance and support when the Business is developing new product claims and disclosures for marketing and advertising material in partnership with GCO, Adlaw and Marketing Compliance Review partners. Strong subject matter knowledge of the Compliance Risk Management Program and in-...
The Compliance Testing Specialist in ICT will be responsible for executing risk-based compliance transaction, control, and outcomes-based testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable broker-dealer regulations, includ...
Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and GS-specific operational processes.The role creates an opportunity to lead and deliver key cross functional projects for the firm, engaging a...
The AML Governance, Senior Compliance Specialist role will be responsible for the coordination of governance related deliverables, including but not limited to the creation of executive-level presentations for the AML Oversight Committee, Board meetings, and regulator overviews. Monitor new policies...
This individual will provide general commercial contracts support, and counsel on other general legal matters for other parts of the SoFi enterprise as required. The Assistant General Counsel, Commercial Contracts will be responsible for providing commercial and contract advice to business units and...
LendingClub Bank's Compliance Department is seeking an experienced and qualified compliance professional to fill the role of Sr Data Analyst. The Sr Data Analyst will partner with the credit risk teams and compliance leadership to ensure compliance with all fair lending laws and regulations. This ro...
As an Environmental Compliance Manager, you will lead multi-disciplinary teams on a variety of projects, providing sound and reasonable advice related to maintaining compliance with environmental permitting conditions, and conducting environmental surveys, monitoring, and permitting for projects as ...
As General Counsel they will be responsible to provide Packsize and its global affiliates with counsel, general legal guidance, advice, and support on a variety of legal matters including intellectual property management and protection and other business decisions which impact the organization. Pack...