MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Customer Service & Compliance Officer (Sonoma, CA)**. The position of **Customer Service & Compliance Officer** is responsible for assisting in the production of domestic and export sales orders, sku set up and management across our wholesale network, ensuring Cline Cellars and its subsidiaries ar...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Job Posting: Compliance Officer. JC-431790 - Compliance Officer. ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
PURPOSE OF POSITIONThe Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. Assist project managers in establishin...
We are seeking an experienced and driven compliance architect who will manage system changes and integrity and assist in achieving and maintaining our FedRAMP authorization. The successful candidate will partner with internal and external stakeholders, including vendors and third-party assessment or...
A typical day as a Payroll Compliance Analyst might include the following:. Assist team to help determine a client's compliance with collective bargaining agreements that relate to their employee benefits. You are inquisitive and enjoy learning about various client business processes and traveling t...
Lead the deployment of network projects by coordinating with key Operations stakeholders and Network Engineering Leads,while balancing risks to our network against required project timelines. This role focuses on network related projects to support, network expansion, market growth, network optimiza...
Develop and execute detailed project plans, overseeing all aspects of project design, implementation, and completion. The Project Manager – Engineering will report to the Sr. Engineering, Project Management, or related field required. ...
Supports the compliance manager in answering compliance escalations and questions as they are related to the program regulations, occupancy and qualifying requirements;. Monitor and enforce the accuracy of income and rent limits, utility allowance, unit mapping for regulatory compliance, and income ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Project Planning and Management – Define project schedules and resourcing while focusing on regular and timely delivery of value; organize and lead project status and working meetings; prepare and distribute progress reports; manage risks and issues; correct deviations from plans; and perform delive...
Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program. A growing private fund manager is looking to hire a Compliance Director. Handle annual code of ethics and comp...
Chief Operating Officer - US Market Expansion. We are seeking a visionary Chief Operating Officer (COO) to spearhead our client’s launch and expansion in the United States. ...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
The Regulatory Compliance Specialist assures, together with relevant functions, early and effective regulatory compliance assessments for new and existing ingredients and formulations leading to compliance by design of ingredients, labels, and communications. Title: Regulatory Compliance Specialist....