The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
The Safety & Compliance Officer will manage all compliance documentation and conduct mandatory BGCA safety training, building a workforce well-versed in “Youth Protection Safety” to ensure a secure environment for all students and staff. Safety & Compliance Officer . Director of People ...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head of IPB Compliance. Representing Compliance to the business, providing appropriate advice and impact analysis with regard to relevant regulat...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Lending Compliance & Risk Officer,. Executes Compliance and Risk Program requirements such as regulatory change management, risk assessments, issue management, third party risk management, training, metrics and reporting. Provides subject matter expertise to business partners on how to mitigate ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Our Security Officers play an integral role in supporting the institutional goal of providing superlative on-site visitor experiences to create powerful emotional connections with our diverse guests. The Security Officer ensures all Monterey Bay Aquarium properties, employees, contractors, and visit...
IRB Coordination Manager (Research Compliance Manager 1). The Research Compliance Office (RCO) is responsible for oversight and management of Stanford’s Administrative (Compliance) Panels and ensures compliance with applicable policies, accreditation standards and external regulations. Compliance Le...
The Research Compliance Office (RCO) is responsible for oversight and management of Stanford’s Administrative (Compliance) Panels and ensures compliance with applicable policies, accreditation standards and external regulations. Compliance Legal📅May 31, 2024 Post Date📅103474 Requisition #. Thi...
Compliance Analyst/Regulatory Affairs. Need experience in immigration compliance or any immigration filing sof. ...
Prior role as Compliance Officer, Quality Assurance Director or equivalent for a nonprofit, government or health care organization and/or extensive experience in compliance, risk management, or a related field in a senior leadership role. The Director of Compliance & Quality Assurance is responsible...
Prior role as Compliance Officer, Quality Assurance Director or equivalent for a nonprofit, government or health care organization and/or extensive experience in compliance, risk management, or a related field in a senior leadership role. The Director of Compliance & Quality Assurance is responsible...
Working under the direction of the CEO, and in consultation with the Chief Mission Officer and Chief Financial Officer, this position also designs, implements and maintains all areas of accountability of a formal compliance program. The Director of Compliance & Quality Assurance manages a team of 2-...
Licensing & Compliance Specialist. Licensing & Compliance Specialist. The Licensing and Compliance Specialist plays a critical role in supporting Finance Operations by managing all aspects of business and security agency licensing across the various jurisdictions where the company operates. The Kais...
Furthermore, you will be developing and executing Export ComplianceAwareness trainings, developing and implementing complianceprocesses and procedures. What are we looking forin our Export Compliance Analyst?. Information Technology team at Russell Tobin &Associates. This is an extraordinary opportu...
Our client, a prominent national law firm, is seeking a Team Lead, Partner or Counsel who focuses on general liability for their LA office. This position may be a Counsel or Partner title. ...
My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communications for transaction or litigation matters. Manage all matters related to insurance coverage for Corporat...
The Chief Operating Officer will have responsibilities in four key areas that are critical to LAFLA’s success:. The Chief Operating Officer is a full-time, exempt position. ...
With a fundraise in the works and ambitious growth plans for 2024/25, the team is on the market for a strong Corporate Counsel who can provide legal support to new/existing funds (fund formation and management), advise on investments and supervise compliance. The ideal candidate will have strong exp...