As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role partners with several areas of Digital Science and adds value through delivering a robust compliance framework to meet our ever evolving...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments within Wealth Management responsible for opening, maintaining, and servicing of self-directed brokerage accounts. ...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. Volcker Compliance Officer (Vice President). Recommending and implementing enhancements to the Volcker comp...
Compliance Officer - Role Responsibilities:. Support the identification, assessment and monitoring of compliance risks, by conducting due diligence checks and preparing compliance due diligence reports. Analyze data to identify compliance risks and propose modifications and/or improvements to compli...
Key Responsibilities:General· Participate to the design / update of the Compliance Risk Assessment (CRA) methodology· Prepare and run the annual CRA exercise as per the Firm's policies and procedures and tools· Manage data collection and data quality controls for input data t...
Compliance Officer - Role Responsibilities:. Support the identification, assessment and monitoring of compliance risks, by conducting due diligence checks and preparing compliance due diligence reports. Analyze data to identify compliance risks and propose modifications and/or improvements to compli...
Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Compliance Risk Assessment, being responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf of ...
Primary responsibility is to support the requests of APC Customers for documents that represent current and future US and Global Regulatory Compliance for customer products as well as ensure compliance with APC business protection. A Regulatory position reporting to the Corporate Regulatory Complian...
Must have working knowledge of the security function as well as New York State Penal and Traffic laws and be familiar with approved safety and security standards for college security. Performs all security functions and patrols (35%). Provide security escorts to students, staff and faculty when requ...
As we continue to grow as QuidelOrtho, we are hiring a Contract Compliance Analyst. The Contract Compliance Analyst position within the Customer Operations Contracting organization is responsible for monitoring and facilitating the resolution of non-compliant customer contracts. Read and interpret c...
Security Officer Per Diem (Irondequoit Campus). Per Diem Security Officer (Irondequoit Campus). Ann's community is looking for a Per Diem Security Officers for the St. Must be licensed under NYS Security Guard Act as a Security guard. ...
Act as resource for WMs, FCs, FSRs, Support Services staff and management concerning general compliance issues; act as a backup compliance contact for ESL FCU departments; and work on projects as needed and assigned by the Wealth Management Compliance Manager. Perform the day-to-day compliance as pr...
The Director of Compliance oversees general compliance of the portfolio for the Company. Proficient use of compliance software such as One Site is required. Job Title: Director of Compliance. The Director works with on-site and corporate office staff while promoting company mission, values and cultu...
General paid time off with 14 paid holidays a year (thirteen days off and two half days), two personal days plus your birthday off, two volunteer days, 12 sick days, and three weeks of vacation per year, all prorated in your first year of employment* Paid professional development* Opportunitie...
This is an exciting opportunity to provide general legal coverage of a growing business. Experience negotiating commercial contracts directly with clients or counterparties, ideally obtained as in-house counsel for a company; effective communication and presentation skills and a consistent track rec...
As we continue to grow as QuidelOrtho, we are hiring a Contract Compliance Analyst. The Contract Compliance Analyst position within the Customer Operations Contracting organization is responsible for monitoring and facilitating the resolution of non-compliant customer contracts. Sales Data Analysts:...
The Assistant General Counsel will work closely and under the direction of the Associate General Counsel & Director (Supply Chain, MCIT and Pharmacy) to manage the contracting workload and processes for SCM and MCIT and other legal activities for NYU Langone Health System (Health System). We hav...
Manage the sustainability and implementation of the Americas Region EHS certifications ensuring legal compliance and continuous improvement based on the company's external and internally developed indicators to maintain the management system. EHS Legal Compliance Tasks (Audits, inspections, document...
You will be responsible for…• Establish, develop and oversee Nuvation Bio’s global healthcare and privacy compliance programs• Advise on healthcare compliance matters, including interpretation of laws, regulations and company policies and practices regarding (i) Nuvation Bio’s products, (ii) interac...
As a Compliance Analyst, you will play a crucial role in maintaining the integrity of the Firm’s operations. Your responsibilities will span across various aspects of legal and compliance, particularly assisting the AML/KYC team. You will be tasked with maintaining internal compliance records, coord...
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy’s related compliance program for the relevant activities. Be responsible for Galaxy...
Key Responsibilities:· Review and issuance of opinions for High Risk KYC files, high risk transactions to ensure completeness and compliance with Bank policies and Regulatory Requirements. Prepare daily reports and reconciliations of all daily transaction and customer uploads within complian...
Evaluate the existing accounting and reporting systems and procedures to determine how to organize, refine, streamline and enhance the current operating procedures. Advance the transferring of the Principals personal properties and collectibles to the next generation, along with operating agre...