Compliance Manager - Venture Capital
Our client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO.
This role is also very hands on with a lot of upward mobility!
Day to Day :
- Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.
- Responsible for all SEC compliance filings and reporting (Form ADV, Form PF etc.)
- Develop and / or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML and recordkeeping requirements.
- Perform regular compliance annual testing.
Ideal Candidate :
- 5+ years of accounting experience within the financial services compliance / legal space
- FRNA and SEC filing reporting is a huge plus but if no, risk control experience will do as well
- Mandarin is a MUST!
- Culture fit : someone who is willing to learn and interested in working for a startup fund environment
Compliance Manager - Venture Capital
Our client is a fast growing venture capital firm based in the south bay. This is a high exposure role.. This role is also very hands on with a lot of upward mobility! Day to Day. Oversee compliance program..
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