VP Supervision Audit ControlVirtualVocations • Huntsville, Alabama, United States
VP Supervision Audit Control
VirtualVocations • Huntsville, Alabama, United States
1 day ago
Job type
- Full-time
Job description
A company is looking for a VP of EPW Supervision, Audit & Control.
Key Responsibilities
Oversee all supervision, audit, and control programs across Empower Personal Wealth
Ensure operational and financial controls meet compliance standards and mitigate risk
Serve as the company's audit, control, and risk subject matter expert, advising leadership and regulatory agencies
Required Qualifications
FINRA Series 7 & 24 required
10+ years of relevant securities experience, preferably in compliance or supervision
Bachelor's degree required
Deep understanding of regulatory requirements and their business impacts
Experience leading and influencing others
Create a job alert for this search
Vp • Huntsville, Alabama, United States
Related jobs
In a world of possibilities, pursue one with endless opportunities.Imagine Next! When it comes to what you want in your career, if you can imagine it, you can do it at Parsons.Imagine a career work...Show more
Responsible for overall management of the accounting department.Oversee the organization’s financial operations and provide strategic financial analysis to support executive decision-making.Respons...Show more
The President is responsible for carrying out the strategic plans for the region through overseeing operations, developing and evaluating commercial relationships, and employee engagement and execu...Show more
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Show more
Position will serve Decatur and Cullman teams.Monday – Friday 8 : 00 am to 5 : 00 pm / Quarterly AOC on call.Are you a clinical hospice leader looking for a new opportunity?.
Director of Clinical Operatio...Show more
At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success.
If you thrive in an environment where your gr...Show more
Audit Readiness Senior Associate.Kearney & Company is seeking an Audit Readiness Senior Associate to join our team.Responsibilities include but not limited to : .
Maintaining relationships and communi...Show more
We are currently working with a established CPA firm that is looking to add a professional Tax Manager to their growing organization.
This is a stable firm with strong ties in the market, providing ...Show more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Show more Executive Opportunity In Business Development And Strategy.Within the Leidos Defense Systems Sector, the Airborne Business Area designs, develops, integrates, and sustains technically advanced mann...Show more 
At Dollar General, our mission is Serving Others! We value each and every one of our employees.Whether you are looking to launch a new career in one of our many convenient Store locations, Distribu...Show more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Show more 
How would you feel about providing high-end-to-end services to a business? To have the freedom to design new concepts and the resources to achieve them.
A career where the possibilities are limited ...Show more
Responsible for examining and evaluating Credit Union operations, internal controls and adherence to rules and regulations through risk-based audits.
Provides independent and objective assurance tha...Show more
We are currently working with a established CPA firm that is looking to add a professional.This is a stable firm with strong ties in the market, providing valuable expertise in the tax and financia...Show more Kearney & Company is seeking an Audit Readiness Manager to join our team.Responsibilities include but not limited to : .Assist in executing the day-to-day accounting research and analysis activities ...Show more 
Accomplished Accounting Professional Opportunity.We are seeking an accomplished professional to manage the accounting department and oversee the financial operations of our organization.This role i...Show more Audit Readiness Senior Manager.Kearney & Company is seeking an Audit Readiness Senior Manager to join our team.Responsibilities include but not limited to : .
Execute the day-to-day accounting researc...Show more 
This role is about becoming a leader.You are now responsible for supervising and coaching others who need your direction and your help.
You also own every shift you run.It is a great responsibility ...Show more At Dollar General, our mission is Serving Others! We value each and every one of our employees.Whether you are looking to launch a new career in one of our many convenient Store locations, Distribu...Show more
VP / CTO - Space Solution Sector
Parsons Corporation • Huntsville, AL, US
Full-time
Last updated: 30+ days ago • Promoted
Controller-Manufacturing
Hatch Global Search • Decatur, Alabama, US
Full-time
Quick Apply
Last updated: 30+ days ago
President Aviagen North America
Aviagen • Huntsville, AL, US
Full-time
Last updated: 23 days ago • Promoted
Remote Senior Financial Analyst ($50-$60 / hour)
Data Annotation • Decatur, Alabama
Remote
Full-time +1
Last updated: 1 day ago • Promoted
Director of Clinical Operations
Hospice of North Alabama • Cullman, AL, US
Full-time
Last updated: 30+ days ago • Promoted
Power & Utilities Portfolio Manager - VP
Associated Bank - Corp • Huntsville, AL, United States
Full-time
Last updated: 30+ days ago • Promoted
Audit Readiness Senior Associate
Clearance Jobs • Huntsville, AL, US
Temporary
Last updated: 17 days ago • Promoted
Public Accounting Tax Manager
GPAC • Athens, AL, US
Full-time
Last updated: 30+ days ago • Promoted
Remote Finance Director - AI Trainer ($50-$60 / hour)
Data Annotation • Decatur, Alabama
Remote
Full-time +1
Last updated: 1 day ago • Promoted
Vice President, Growth - Airborne Solutions- Defense Systems Sec
Clearance Jobs • Huntsville, AL, US
Full-time
Last updated: 20 days ago • Promoted
LEAD SALES ASSOCIATE-PT in FAYETTEVILLE, TN S20121
Dollar General • Fayetteville, Tennessee, United States
Part-time
Last updated: 30+ days ago • Promoted
Remote FP&A Manager – AI Trainer ($50-$60 / hour)
Data Annotation • Decatur, Alabama
Remote
Full-time +1
Last updated: 1 day ago • Promoted
Aviation Chief Inspector
Aviation Service Partners • Horton, AL, US
Permanent
Last updated: 30+ days ago • Promoted
Internal Auditor I
Redstone Federal Credit Union • Huntsville, AL, US
Full-time
Last updated: 12 days ago • Promoted
Public Accounting Tax Manager
Gpac • Meridianville, Alabama, United States
Full-time
Quick Apply
Last updated: 30+ days ago
Audit Readiness Manager
Clearance Jobs • Huntsville, AL, US
Temporary
Last updated: 17 days ago • Promoted
Controller
International Staffing Consultants • Decatur, AL, US
Full-time
Last updated: 30+ days ago • Promoted
Audit Readiness Senior Manager
Clearance Jobs • Huntsville, AL, US
Temporary
Last updated: 17 days ago • Promoted
Shift Leader
KFC • Cullman, AL, US
Full-time
Last updated: 30+ days ago • Promoted
LEAD SALES ASSOCIATE-FT in FAYETTEVILLE, TN S20121
Dollar General • Fayetteville, Tennessee, United States
Full-time
Last updated: 30+ days ago • Promoted