Illinois Licensed Regulatory AttorneyVirtualVocations • Cranston, Rhode Island, United States

Illinois Licensed Regulatory Attorney

VirtualVocations • Cranston, Rhode Island, United States

2 days ago

Job type

Full-time

Job description

A company is looking for a Regulatory Compliance Attorney.

Key Responsibilities

Participate and lead client calls

Draft, update, and proofread investment adviser compliance manuals and policies

Assist with Form ADV Part 2 preparation and annual compliance reviews

Qualifications

Juris Doctor from a reputable school

3+ years of experience in a law firm regulatory group or in-house at a private equity firm

Strong knowledge of the Advisers Act

Exceptional drafting and analytical skills

Highly organized with a commercial mindset

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Regulatory Attorney • Cranston, Rhode Island, United States

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