Executive VP of Finance — Broker-Dealer & Compliance

A financial services company in New York City is seeking an experienced EVP, Finance to oversee finance and broker-dealer operations. The ideal candidate should possess robust expertise in regulatory accounting and have over 10 years of experience in finance within a broker-dealer environment. Responsibilities include managing financial reporting, ensuring compliance with SEC and FINRA requirements, and driving process improvement. This role reports directly to the CEO.

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