Talent.com
Legal Advisor II (Attorney) - Registration & Licensing
Legal Advisor II (Attorney) - Registration & LicensingIllinois Secretary of State • Springfield, IL, US
Legal Advisor II (Attorney) - Registration & Licensing

Legal Advisor II (Attorney) - Registration & Licensing

Illinois Secretary of State • Springfield, IL, US
1 day ago
Job type
  • Full-time
Job description

Office of the Illinois Secretary of State

Alexi Giannoulias

Job Title

Legal Advisor II – Securities Department

Division

Registration & Licensing

Location

501 S Second St, Springfield, IL – Sangamon County

Salary

Starting at $5,586.00 - commensurate with experience

Overview

Analyzes and resolves legal issues that arise with registration of entities as broker-dealers or investment advisers, and with registration of individuals as salespersons or investment adviser representatives; provides legal advice and assistance on regulatory issues involving the registration of securities and exemptions from registration; participates in drafting modifications to laws, administrative rules, and regulations deemed necessary to implement the Illinois Securities Law; assists other sections within the Department on issues involving registered entities, issuers, offerings, and exemptions.

Duties and Responsibilities

  • Provides legal advice and assistance on regulatory issues involving the registration of Investment Advisers, Investment Adviser Representatives, Securities Broker-Dealers, and Salespersons.
  • Handles regulatory issues involving the registration of securities, mutual funds, small company offerings, crowdfunding, private placements, exemptions from registration, and other filings made with the Department related to securities offerings. Works with other states in review of interstate securities filings. Responds to questions and inquiries from the public, attorneys, and other regulators concerning statutory interpretations and compliance.
  • Participates in the drafting of modifications to laws, administrative rules, and regulations deemed necessary to implement statutory provisions; researches and drafts routine memoranda of law and legal issues related to the laws administered by the Department.
  • Assists in issuing interpretive and no-action letters on issues involving securities registration and exemptions. Assists other sections in the Department on issues involving registered entities, issuers, offerings, and exemptions.
  • Advises the Department on legal issues involving Business Brokers, Loan Brokers, and Business Opportunities.
  • Performs other duties as required or assigned.

Specific Skills

  • Requires extensive knowledge of the common law and of the State and Federal laws relating to administrative and regulatory functions.
  • Requires extensive knowledge of judicial and quasi-judicial procedure and of the rules of evidence, hearings, and trial procedures.
  • Requires working knowledge of management practices and procedures.
  • Requires ability to maintain satisfactory working relationships with superiors, other attorneys, employees and the public.
  • Requires ability to present material in clear and logical form for oral or written presentation, as briefs, orders, reports or decisions.
  • Requires ability to exercise sound judgement in appraising and evaluating problems of a procedural nature.
  • Requires willingness to travel and possession of a valid Illinois driver's license.
  • Education and Work Experience

    Requires possession of a license to practice law in Illinois and one (1) year of professional experience in the practice of law.

    Application Process

  • Please visit https : / / ilsos.applytojob.gov / apply to apply by completing the online application; you may also upload a resume or other attachments as needed.
  • Preference will be given to Illinois residents in the hiring and selection process, in accordance with the Illinois Secretary of State Merit Employment Code.
  • Questions regarding this posting or Illinois Secretary of State employment practices may be directed to Job Counselors at our Personnel offices in Chicago (312-793-5515) or Springfield (217-782-4783).
  • Equal Employment Opportunity Employer. Applicants must be lawfully authorized to work in the United States. Applicants are considered for all positions without regard to race, color, religion, sex, national origin, sexual orientation, age, marital or veteran status, or the presence of a non-job-related medical condition or disability.

    J-18808-Ljbffr

    Create a job alert for this search

    Attorney Ii • Springfield, IL, US

    Related jobs
    Legal Advisor II (Attorney)

    Legal Advisor II (Attorney)

    Illinois Secretary of State • Springfield, IL, US
    Full-time
    Office of the Illinois Secretary of State.Legal Advisor II – Securities Department.S Second St, Springfield, IL – Sangamon County. Analyzes and resolves legal issues that arise with registration of ...Show more
    Last updated: 1 day ago • Promoted
    Attorney

    Attorney

    Heyl Royster • Springfield, IL, US
    Full-time
    Heyl Royster is an accomplished regional Midwestern law firm with more than 100 lawyers and seven offices in Illinois (Peoria, Champaign, Chicago, Edwardsville, Rockford, and Springfield) and Misso...Show more
    Last updated: 5 days ago • Promoted
    AAG-Assistant Attorney General - Revenue Litigation - Springfield

    AAG-Assistant Attorney General - Revenue Litigation - Springfield

    Illinois Attorney General (IL) • Springfield, IL, US
    Full-time
    The Revenue Litigation Bureau of the Illinois Attorney General's Office is seeking an attorney with excellent research and writing skills and a demonstrated commitment to public service.A strong ca...Show more
    Last updated: 1 day ago • Promoted
    Travel Physical Therapist

    Travel Physical Therapist

    Triage Staffing • Lincoln, IL, US
    Full-time
    Triage Staffing is seeking a travel Physical Therapist for a travel job in Lincoln, Illinois.Job Description & Requirements. Travel Rehab : Physical Therapy Lincoln, IL.Location : ...Show more
    Last updated: 30+ days ago • Promoted
    Senior Legal Advisor (Attorney) - Registration & Licensing

    Senior Legal Advisor (Attorney) - Registration & Licensing

    Illinois Secretary of State • Springfield, IL, US
    Full-time
    Office of the Illinois Secretary of State.Senior Legal Advisor– Securities Department.E Capitol Ave, Springfield, IL – Sangamon County. Range $5,985 to $12,888 monthly - commensurate with experience...Show more
    Last updated: 7 days ago • Promoted
    Senior Legal Advisor (Attorney) - Enforcement

    Senior Legal Advisor (Attorney) - Enforcement

    Illinois Secretary of State • Springfield, IL, US
    Full-time
    Office of the Illinois Secretary of State.Senior Legal Advisor – Securities Department.Union : .Springfield, IL – Sangamon County.Salary : ...Show more
    Last updated: 30+ days ago • Promoted
    Licensed Clinical Mental Health Therapist

    Licensed Clinical Mental Health Therapist

    LifeStance Health • Lake Fork, IL, US
    Full-time
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...Show more
    Last updated: 30+ days ago • Promoted
    Licensed Clinical Mental Health Therapist (Taylorville)

    Licensed Clinical Mental Health Therapist (Taylorville)

    Springfield Clinic • Taylorville, IL, United States
    Full-time
    The Licensed Clinical Mental Health Therapist is responsible for providing therapy, counseling and intervention services to the Clinic's patients as referred by the physician.Reports to the Operati...Show more
    Last updated: 30+ days ago • Promoted
    Clinical Psychologist - Litchfield IL

    Clinical Psychologist - Litchfield IL

    MRG Exams • Carlinville, IL, US
    Part-time
    Clinical Psychologist – Veteran Disability Assessments .We are seeking a dedicated Clinical Psychologist to join our team in performing medical assessments for U. Veterans as part of the VA's disabi...Show more
    Last updated: 30+ days ago • Promoted
    Entry-Level Customs and Border Protection Officer (GS-5 / 7)

    Entry-Level Customs and Border Protection Officer (GS-5 / 7)

    U.S. Customs and Border Protection • Bates, IL, US
    Full-time
    Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity to work with an elite team of highly trained professionals whose camaraderie, p...Show more
    Last updated: 5 hours ago • Promoted • New!
    CDL-A Dry Van Truck Driver in Carlinville, IL

    CDL-A Dry Van Truck Driver in Carlinville, IL

    AllTruckJobs • Carlinville, IL, US
    Full-time
    CRST The Transportation Solution Inc.We are looking for a CDL Class A Driver to drive regional routes.CPM (averaging 1660 miles a week). Work directly with Family Dollar stores on a Dedicated Route....Show more
    Last updated: 30+ days ago • Promoted
    Associate Attorney

    Associate Attorney

    Heplerbroom Llc • Springfield, IL, US
    Full-time
    Associate Attorney with 2+ for our Springfield, IL office.This is an excellent opportunity for attorneys interested in gaining experience in general civil litigation, particularly in cases involvin...Show more
    Last updated: 7 days ago • Promoted
    Provisionally Licensed Therapist

    Provisionally Licensed Therapist

    LifeStance Health • Taylorville, IL, US
    Full-time
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...Show more
    Last updated: 30+ days ago • Promoted
    Personal Injury Litigation Attorney

    Personal Injury Litigation Attorney

    Jobot • Springfield, IL, US
    Full-time
    Personal Injury Litigation Attorney / $130,000 - $160,000 per year / Great Benefits and Shop Environment.This Jobot Job is hosted by : Shawn Trainor. Are you a fit? Easy Apply now by clicking the &qu...Show more
    Last updated: 10 days ago • Promoted
    P&S Inside Sales Operations I

    P&S Inside Sales Operations I

    Tranter • Farmersville, IL, US
    Full-time
    Tranter embraces and complies with the Canadian Human Rights Act of 1977.All Canadians have the right to equality, equal opportunity, fair treatment, and an environment free of discrimination on th...Show more
    Last updated: 30+ days ago • Promoted
    CTI Sales Representative

    CTI Sales Representative

    Berks Payment Solutions • Taylorville, IL, US
    Full-time
    As a Residential Sales Associate, you will play a vital role in expanding our customer base, increasing sales revenue, and contributing to the overall success of our company.You will receive a comp...Show more
    Last updated: 30+ days ago • Promoted
    Litigation Attorney Remote except court Newly Licensed to 10 yr exp

    Litigation Attorney Remote except court Newly Licensed to 10 yr exp

    O'Flaherty Law • Springfield, IL, US
    Remote
    Full-time
    We are a rapidly growing law firm, featuring an energetic, established, creative and dynamic team of attorneys and paralegals. Our firm engages in several areas of law, including family law, probate...Show more
    Last updated: 7 days ago • Promoted
    Entry-Level Border Patrol Agent – $30,000 Sign-On Bonus

    Entry-Level Border Patrol Agent – $30,000 Sign-On Bonus

    United States Customs and Border Protection • Kemper, IL, US
    Full-time
    IMPORTANT NOTICE : Duty assignments available at time of offer may include the Southwest Border including prioritized locations. Border Patrol determines duty assignments at time of offer based on op...Show more
    Last updated: 5 hours ago • Promoted • New!