Talent.com
Supervisory Control Specialist
Supervisory Control SpecialistWELLS FARGO BANK • SALT LAKE CITY, Utah, United States of America
Supervisory Control Specialist

Supervisory Control Specialist

WELLS FARGO BANK • SALT LAKE CITY, Utah, United States of America
30+ days ago
Job type
  • Full-time
Job description
About this role:

Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines of business at www.wellsfargojobs.com

In this role, you will:
  • Participate and consult regarding policies and procedures, controls, tools and training
  • Review and analyze controls to manage high risk investment strategies and complex products
  • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
  • Present recommendations for resolving complex analysis in search of current and best practices
  • Gather and analyze data, identify trends and present analysis through meaningful statistics
  • Develop expertise in firm, compliance and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Divisional and more experienced Management, Market Leaders, Growth Leaders, Branch Managers, Supervision Managers, and varying Business Units
Required Qualifications:
  • 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Desired Qualifications:
  • 2+ years of financial services industry experience
  • Experience in compliance or broker-dealer governance
  • Experience partnering with business, compliance and supervision partners to address concerns, resolve complex issues and provide solutions
  • Ability to exercise independent judgment to identify and resolve problems
  • Ability to interact with all levels of employees and management across the organization and Independent Offices
  • Excellent verbal, written, and interpersonal communication skills
  • Negotiating, conflict-management, and decision-making skills
  • Ability to take initiative, work independently, identify opportunities, and implement change
  • Ability to manage multiple and competing priorities
Job Expectations:
  • Ability to travel up to 10 percent of the time
  • US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
  • This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form U4 Section 14 regulatory questions/disclosures, will be ineligible to work from a location other than their assigned office location
This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet and comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents.

This position is not eligible for Visa sponsorship.

Job Location:

299 S Main St., Salt Lake City, UT

Posting End Date:
12 Nov 2025
*Job posting may come down early due to volume of applicants.

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Create a job alert for this search

Supervisory Control Specialist • SALT LAKE CITY, Utah, United States of America

Similar jobs

Trucking Supervisor

Savage Arms Inc.North Salt Lake, UT, United States
Full-time

Savage is a global provider of supply chain infrastructure and logistics solutions with more than 200 locations across the United States, Canada, Mexico and Saudi Arabia.Since we were founded in 19...Show more

 • Promoted

Electrical and control Engineer

Norda SteloSalt Lake City, Utah, US
Full-time
Quick Apply

Our vision is collective, and our DNA is genuinely human.We believe in the power of collaboration, creativity, and technical excellence to create solutions that make a real impact.Whether it’s powe...Show more

Project Cost Controller

Metric GeoLehi, Utah, US
Full-time

Senior Cost Specialist – EPC Energy & Utility Projects.EPC energy and utility projects.This hands-on, high-impact position gives you the opportunity to influence project success and support strateg...Show more

 • Promoted

Retention Specialist

Safe Streets USALehi, UT, United States
Temporary

Job Summary The Retention specialist is responsible for reducing customer cancellations and preserving recurring revenue by resolving concerns, negotiating solutions, and strengthening customer rel...Show more

 • Promoted

Sr. Inventory Control Analyst - 1306

Professional RecruitersLehi, UT, United States
Full-time

Responsible for all aspects of inventory accuracy globally.Coordinate and perform vendor/warehouse inventory count and audits as required for SOX compliance.Work with warehousing and procurement te...Show more

 • Promoted

Project Controls Analyst

StantecSalt Lake City, UT, United States
Full-time +1

Project Controls Analyst Opportunity.Grounded in safety, quality, and ethics, our experts lead their fields with dedication, a creative spirit, and a vision for growth.We draw from more than 20 tec...Show more

 • Promoted

Traffic Control Supervisor

AWP SafetySalt Lake City, UT, United States
Full-time

Unlock Your Career Potential in Traffic Safety with AWP Safety America's Leading Traffic Management Company!.We're seeking individuals who enjoy physical work outdoors and are dedicated to making a...Show more

 • Promoted

PT Hub Supervisor

UPSSalt Lake City, UT, United States
Permanent

Explore your next opportunity at a Fortune Global 500 organization.Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better ever...Show more

 • Promoted

Billing Supervisor

TradeJobsWorkForce84045 Saratoga Springs, UT, US
Full-time

Billing Supervisor Job Duties: Accomplishes billing human resource objectives by selecting, orienting, training, assigning, scheduling, coaching, counseling, and disciplining employees; communicati...Show more

 • Promoted

Loss Control Specialist

Marathon PetroleumSalt Lake City, UT, United States
Full-time

An exciting career awaits you at MPC, we're committed to being a great place to work one that welcomes new ideas, encourages diverse perspectives, develops our people, and fosters a collaborative t...Show more

 • Promoted

Sr. Specialist, SATCOM Systems Engineer

L3Harris TechnologiesLehi, Utah, US
Full-time

L3Harris’ Communication Systems segment is currently seeking a Senior Specialist Systems Engineer to join our team.Scroll down for a complete overview of what this job will require Are you the righ...Show more

 • Promoted

Project Controls Analyst Senior

WilliamsSalt Lake City, UT, United States
Full-time

Williams is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer.All qualified applicants will receive consideration for employment without reg...Show more

 • Promoted

PT Hub Supervisor

UPS USSalt Lake City, UT, United States
Permanent

Explore your next opportunity at a Fortune Global 500 organization.Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better ever...Show more

 • Promoted

Air Traffic Control Specialist (TMC, Level 10), Traffic Management Coordinator

Department of TransportationSalt Lake City, UT, United States
Full-time

Helps ensure that traffic management instructions/restrictions are initiated in accordance with established procedures to maintain a safe and expeditious flow of traffic and minimize the impact of ...Show more

 • Promoted

Call Center Supervisor

Serenity Mental Health CentersLehi, UT, US
Full-time
Quick Apply

Call Center Supervisor .Serenity is scaling its member support operation and we're looking for a .This isn't a hands-off role — you'll be close to the work, close to your team, and close to the num...Show more

Transportation Supervisor

Albertsons CompanyNorth Salt Lake, UT, United States
Full-time

Job Category Warehouse & Manufacturing.Locations 620 W 600 N, NORTH SALT LAKE, UT, 84054, US.Are you ready to take the next step in your career? Join us for an exciting opportunity at Albertsons Co...Show more

 • Promoted

AERIAL DELIVERY SPECIALIST SUPERVISOR (TERM) (TITLE 32)

US Government JobsRiverton, UT, United States
Full-time

Aerial Delivery Specialist Supervisor (Term) (Title 32).This National Guard position is for an AERIAL DELIVERY SPECIALIST SUPERVISOR (TERM) (TITLE 32), Position Description Number D2150000 and is p...Show more

 • Promoted

Inventory Control Analyst I

BioFire DiagnosticsSalt Lake City, UT, United States
Full-time

Responsible for daily cycle counting and audit activities in multiple warehouses.Activities include inventory counting, count auditing, variance identification, reconciliation, root cause analysis,...Show more