Talent.com
VirtualVocations
Senior Compliance OfficerVirtualVocations • Madison, Wisconsin, United States
Senior Compliance Officer

Senior Compliance Officer

VirtualVocations • Madison, Wisconsin, United States
23 days ago
Job type
  • Full-time
Job description
To ensure robust compliance across trading operations, the full-time Senior Compliance Officer will manage advisory compliance, oversee core compliance functions, and lead a team of Compliance Officers while working remotely. Key responsibilities Provide real-time trading guidance and maintain a pre-cleared rules framework for desk queries Oversee trade surveillance, regulatory filings, and compliance training programs across all regions Supervise and develop Compliance Officers, representing compliance in cross-functional discussions Required qualifications Hands-on experience building compliance tools and systems in a trading environment Direct experience in a compliance role at a proprietary trading firm or similar institution Knowledge of multiple asset classes, including commodities, equities, and derivatives Familiarity with regulatory obligations in the US, EU, India, or the UK Strong written communication skills for developing policies and regulatory correspondence
Create a job alert for this search

Senior Compliance Officer • Madison, Wisconsin, United States

Similar jobs

Compliance Officer (WI)

Verida, Inc.Madison, WI, United States
Full-time

Position location is on-site in Madison, WI.Position contingent upon award of contract.The Compliance Officer ensures inspections, reporting, and Officer related field and administrative processes ... Show more

 • Promoted

TSA Transport Security Officer - Signing Bonus!

TradeJobsWorkforce53911 Arlington, WI, US
Full-time

Transportation Security Officers are responsible for providing security and protection of travelers across all transportation sectors in a courteous and professional manner.Their duties may also ex... Show more

 • Promoted

Director Environmental Compliance

GAFMadison, WI, United States
Full-time +1

At GAF, we cover more than buildings.No matter what role, tenure, or track, under this roof you are empowered to be there for your teammates, your customers, and especially your community.Under thi... Show more

 • Promoted

SEAL Officer

US NavyPoynette, WI, US
Full-time +1

SEAL Officers lead small, elite teams in maritime special operations worldwide, conducting high risk missions from sea, air, and land in support of national objectives.They plan and execute sensiti... Show more

 • Promoted

Part-Time Loss Prevention Officer

Kohl's Corp.Madison, WI, United States
Part-time

Role Specific Information Required Afternoon and Evening Availability Job Description About the Role As Loss Prevention Officer, you will improve company profitability by executing company prog... Show more

 • Promoted

UNARMED Security Officer

Gamma Team Security IncWaunakee, WI, United States
Full-time

In this role, your primary responsibility will be to create a safe and secure environment.You will protect our premises, assets, and employees and prevent any illegal or inappropriate occurrences.T... Show more

 • Promoted

Consultant I, Compliance (Hybrid)

TrustageMadison, WI, United States
Full-time

TruStage Compliance Consultant.At TruStage, we're on a mission to make a brighter financial future accessible to everyone.We put people first, and work hand in hand with employees and customers to ... Show more

 • Promoted

Wealth Growth MD: Lead Advisors & Scale Your Practice

WealthBridge Financial GroupWaunakee, WI, United States
Full-time

WealthBridge Financial Group is seeking a proven Managing Director to lead a growing team of financial advisors while continuing to manage a personal client practice.You will recruit, mentor, and d... Show more

 • Promoted

Technology Compliance & Privacy Analyst: 26-02056

AkrayaMadison, WI, United States
Full-time

Primary Skills: Privacy Impact Assessments (advanced), Data Mapping (advanced), Risk Assessment (advanced), SharePoint (intermediate), PowerPoint (advanced) Contract Type: W2 Duration: 12 Months Lo... Show more

 • Promoted

Senior Manager Cyber Risk & Governance

Alliant EnergyMadison, WI, United States
Full-time

Senior Manager Cyber Risk & Governance.At Alliant Energy, our purpose is to serve customers and build stronger communities.We are passionate about powering beyond the market challenges of today, wh... Show more

 • Promoted

Outside Sales Representative

Platinum Supplemental Insurance, Inc.Orfordville, WI, US
Full-time

Ready to jump-start your career and take charge of your earning potential?.At Platinum Supplemental Insurance, we’re looking for motivated individuals ready to learn, grow, and thrive in a fast-pac... Show more

 • Promoted

Vice President, Information Security - Automation Strategy

Dormont Manufacturing CoTown of Newark, WI, United States
Full-time

Job Classification: Technology - Information Security.Are you interested in building capabilities that enable the organization with innovation, speed, agility, scalability, and efficiency? As Vice ... Show more

 • Promoted

Director, Sage Compliance Officer

StrykerMadison, WI, United States
Full-time

The Compliance Officer II is a senior member of the Medical Compliance organization and oversees the Compliance program for a business within the Medical Division of significant size and complexity... Show more

 • Promoted

Job Expert, Global Compliance

AmetekMadison, WI, United States
Full-time

Location: Madison, WI, US, 53711 Business Unit: Cameca.Reporting to the Director of Global Service & Quality, the Global Compliance Expert is responsible for defining, implementing, and maintaining... Show more

 • Promoted

Senior VP, General Counsel & Secretary - M&A & Compliance

FujifilmMadison, WI, United States
Full-time

A leading global corporation in Madison, WI is seeking a Vice President, General Counsel, and Secretary to provide strategic legal guidance and oversee legal affairs.The ideal candidate will have a... Show more

 • Promoted

Compliance Process Architect - Healthcare Technology SDLC

OracleMadison, WI, United States
Full-time

Job Description** In Oracle Health, we are at the intersection of healthcare and IT to deliver pioneering products and services that shape the way healthcare is provided.Our best-in-class technolo... Show more

 • Promoted

Remote Building Code Compliance Expert

Micro1Waunakee, Wisconsin, US
$50.00 hourly
Remote
Full-time

Building Code Compliance Expert.Plan review and blueprint reading.AI data lab for training frontier models and evaluating AI agents.Experts contribute their diverse subject matter knowledge across ... Show more

 • Promoted

Vice President Internal Audit and Compliance

WPS Health SolutionsMadison, WI, United States
Full-time

Vice President Internal Audit and Compliance.Our Vice President, Internal Audit and Compliance is responsible for providing strategic direction and oversight for the organization's audit and compli... Show more

 • Promoted

Compliance Specialist - Affordable Housing

Oakbrook CorporationMadison, WI, United States
Full-time

Compliance Specialist - Affordable Housing.At Oakbrook Corporation, compliance is more than regulations; it's about protecting access to housing and preserving the integrity of the communities we s... Show more

 • Promoted

Vice President of Audit Services

ConfidentialSun Prairie, WI, United States
Full-time

Vice President of Audit Services.Prominent financial services cooperative.The Company is seeking a Vice President of Audit Services to lead its Audit Services team in the creation and implementatio... Show more