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Business Analyst Registrations (59 years)RIT Solutions • New York, NY, United States
Business Analyst Registrations (59 years)

Business Analyst Registrations (59 years)

RIT Solutions • New York, NY, United States
3 days ago
Job type
  • Full-time
Job description

Business Analyst Registrations (59 years)

Our client, a top-tier Management Consulting firm, is seeking an experienced Business Analyst to support Capital Markets and broker-dealer clients across client registration and regulatory transformation initiatives. The role will support end-to-end registration processesincluding onboarding, transfers, amendments, renewals, and terminationswhile leading business analysis and delivery efforts for regulatory and operational technology platforms, including a new Registrations solution. This is a highly visible, hands-on role requiring strong broker-dealer regulatory knowledge, proven experience supporting client registrations, and the ability to translate complex regulatory and operational requirements into well-defined business and technology solutions. The ideal candidate will work closely with business, technology, and leadership stakeholders to drive initiatives from requirements definition through user testing and production deployment.

Responsibilities & Qualifications

  • Support client registration processes for Capital Markets clients, including onboarding, transfers, amendments, renewals, and terminations within a broker-dealer environment
  • Lead business analysis activities for regulatory and operational initiatives, including requirements gathering, process mapping, gap analysis, and solution design for new Registrations platform
  • Review, translate, and prioritize business requirements with IT
  • Perform project management tasks to help prioritize, unblock issues, and assist with communication
  • Assist with user testing and signoffs, so that IT can push items to production
  • Stand-up work items and team management structure for development and support of technology platforms supporting Front Office, Traders and Technology
  • Support stakeholders by performing current and future state flow, Target Operating Model development
  • Understand client's challenges and issues; document resolution options and go forward plans
  • Work with business groups to structure different business requirements into a prioritized set of requirements with estimates
  • Conduct detailed analyses to draw conclusions, and develop pertinent and insightful recommendations
  • Present findings and recommendations to client leadership

What You'll Bring With You

  • 5+ years of experience as a Business Analyst within a broker-dealer or Capital Markets environment
  • Prior experience supporting client registrations or delivering projects involving registration systems or regulatory platforms
  • Strong working knowledge of broker-dealer regulatory requirements, client rules, and licensing exams
  • Understanding of upstream / downstream applications and data
  • Ability to work on multiple workstreams from inception through to implementation
  • Ability to apply experience with existing software or processes to define and collect metrics and develop better processes to be used in the future
  • Required knowledge of regulations and securities transactions to help conduct requirement analysis, facilitate rule interpretations, document business requirements, document functional requirements and drive issue remediation
  • Exposure to multiple project management methodologies including, but not limited to Agile and Waterfall
  • Experience in successfully delivering business and technology projects with an understanding of product development lifecycle
  • Development productivity tools (JIRA, TFS, or other)
  • Microsoft Office suite (Excel, PowerPoint, Project, Visio, etc.)
  • Excellent communication skills with the ability to liaise and influence a range of internal and external stakeholders
  • Bachelor's degree
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Business Analyst Registrations (59 years) • New York, NY, United States

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