We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the right skillset. We aspire to exceed our clients' needs by providing individuals who are doing impactful and fulfilling work.
Summary:
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications:
Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
Excellent attention to detail.
Bachelor's Degree is strongly preferred but not required.
Investment Compliance Analyst • Charlotte, NC, United States
IGL Financial Reporting Lead Consultant.Wells Fargo's Regulatory and Basel Reporting team (RBR) is responsible for filing regulatory reports with numerous regulatory agencies and currently has many... Show more
Business Analyst Regulatory & Compliance.Join a leading financial services organization as a Business Analyst supporting high-impact regulatory and compliance initiatives within a fast-paced corpo... Show more
Finance Analyst II, Distribution.Location: Charlotte, NC, US, 28216.The company built on breakthroughs.Corning is one of the world's leading innovators in glass, ceramic, and materials science.From... Show more
Baird Investment Banking Analyst Opportunity.High-profile deals, major growth, the right people behind you.Baird offers a different kind of start to a career in investment banking, built on high-pe... Show more
Elevate Textiles, a global provider of textile products and solutions, is looking to fill the position of Trade Compliance Analyst working with our global logistics team.The position is based out o... Show more
We are urgently seeking people interested in taking market research studies for well known brands.If you are a self-starter, looking for flexible hours throughout the week, this may be for you! Ear... Show more
Description: We are seeking a skilled and detail-oriented Business Analyst to join our Risk Technology team.The role is based in Charlotte, NC, and is a contract position.The ideal candidate will w... Show more
Senior Commercial Finance Analyst.With ambitions as big as ours, we need employees who will help reinvent taste, care and wellbeing experiences for more enjoyable and sustainable living around the ... Show more
Locations: Charlotte (Hybrid 3 day onsite).In this contingent resource assignment, candidate may:.Consult as an expert to develop or influence initiatives and resources for highly complex business ... Show more
Credit & Liquidity Risk Analyst (Charlotte, NC (Hybrid) or Remote)Where you'll work :Our flexible, hybrid work model offers the option to work remotely or in the office.How you'll contribute :A... Show more
Business Analyst Regulatory & Compliance (within Corporate Investment Bank).Location: Hybrid - Charlotte, NC.Employment Type: Contract (12+ months).Our banking client is seeking a highly analytica... Show more
Counterparty Credit Risk Business Analyst.Location: Charlotte, NC (hybrid two days on-site) Interview: Teams (with final round in person that can be done in Charlotte or NY/NJ area if needed) Visa:... Show more
Multiple roles needing Financial Banking, Payments, SQL, Excel, ACH/FED/Wire/CHIPS + Excel and Macros.Charlotte NC- onsite 3 days per week 1 year Multiple roles: 2 roles- 160635 / heavy experience ... Show more
Tekfortune is a fast-growing consulting firm specialized in permanent, contract & project-based staffing services for world's leading organizations in a broad range of industries.In this quickly ch... Show more
CAPTRUST is seeking a Compliance Analyst to join our Compliance Team.You will work with the Director of Compliance to maintain and implement the compliance program for an established federally regi... Show more
Quarterra is a real estate investment firm focused on creating long-term value through the development of high-quality multifamily communities nationwide.With 11 regional offices covering 20 states... Show more
Junior Compliance Officer (Operations, Jr.The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr.Analyst) to support a federal law enforcement client with I ? 9 audit support service... Show more
Senior Compliance Surveillance Analyst.What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients purs... Show more
Investment Sales Analyst Talent Pipeline.At Northmarq, you can be part of something special.Northmarq is a unique capital markets resource for commercial real estate investors, providing our clien... Show more
Financial Analyst - FP&A - Entry Level.Highly visible and broad functioning role that will assist with critical functions of business planning and reforecasting, valuations, and internal reporting ... Show more
